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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

MICHAEL STEPHEN CONSTANTINE

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

FRANKLIN, MA

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Search this name across graphsid dfx:ria:12249cd1-0c44-acc0-22e5-ac7bfa476ce8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 10, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 7, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 7, 2006
First registration: Apr 10, 2006
Dual registered: yes, broker-dealer
Other names: MICHAEL STEPHEN CONSTANTINE|MICHAEL STEPHEN CONSTANTINE|MICHAEL S CONSTANTINE
IAPD individual key: 5111859

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Sep 18, 2009	n/a	yes	FRANKLIN, MA	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 22, 2007	Sep 10, 2009	no	PROVIDENCE, RI\|WRENTHAM, MA\|PROVIDENCE, RI	Previous registration
BROKERSXPRESS LLC	Former SEC adviser	Jun 19, 2007	Jul 31, 2007	no	WRENTHAM, MA\|WAKE FOREST, NC	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 10, 2006	Jun 19, 2007	no	Newton, MA\|BEDFORD, NH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Sep 10, 2009	Sep 18, 2009	8	Firm change	Other
BROKERSXPRESS LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jul 31, 2007	Aug 22, 2007	22	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	BROKERSXPRESS LLC	Jun 19, 2007	Jun 19, 2007	0	Firm change	Other

Relationships

Registered with (4)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Sep 18, 2009 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 22, 2007 to Sep 10, 2009factForm ADV
→ BROKERSXPRESS LLCRegistered adviserregistration: previous registration
Jun 19, 2007 to Jul 31, 2007factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 10, 2006 to Jun 19, 2007factForm ADV

Dated events

No dated event names this entity yet.