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Registered advisor
M•••••• S•••••• C•••••••••
Feed of 09/14/2026
Also filed as M•••••• S•••••• C•••••••••
At current firm
17 y
since Sep 18, 2009
In the industry
20 y
since Apr 7, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Sep 18, 2009 · Franklin, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 22, 2007 to Sep 10, 2009 · Providence, Ri
- B••••••••• L•• formerJun 19, 2007 to Jul 31, 2007 · Wrentham, Ma
- A••••••••• F•••••••• S•••••••• L•• national BDApr 10, 2006 to Jun 19, 2007 · Newton, Ma
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 10, 2009, registered Sep 18, 2009 (8 days) · Other
- B••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 31, 2007, registered Aug 22, 2007 (22 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to B••••••••• L••left Jun 19, 2007, registered Jun 19, 2007 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address