DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Vision Capital Management Inc
Legal name Vision Capital Management, Inc.
Latest filing Aug 26, 2026
First filing on the tape Mar 29, 2012 · 28 filings
SEC status approved since Jul 9, 1999
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
89%
$1.1B individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$137M
derived; firm RAUM over IAPD count
Employees
13
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$1.2B as of Aug 26, 2026
Mar 29, 2012$638M then
HNW client RAUM$987M as of Aug 26, 2026
Mar 30, 2018$546M then
State-registered IARs (5.B.3)8 as of Aug 26, 2026
Apr 1, 20136 then
Employees (5.A)13 as of Aug 26, 2026
Apr 1, 20139 then
Private funds: no history
RAUM +14% over the last fiscal year+13% a year over threeIARs 9 to 8
Practice profile
derived from the filing of Aug 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $137MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 195derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $881,976derivedHNW RAUM over HNW clients
- Average account
- $682,594derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 9.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- -11%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, publications, educational seminarsreportedItem 5.G
- Custody
- $464M, 496 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$987M80%
- Individuals$110M8.9%
- Corporations and businesses$73.6M6.0%
- Pension and profit-sharing plans$31.6M2.6%
- Charitable organizations$26.7M2.2%
- Individual clients
- 636reported
- HNW clients
- 1,119reported
- Pension plan clients
- 9reported
- Charitable clients
- 19reported
- Accounts
- 1,800reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $464M for 496 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.89 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Marina Lynne JohnsonChartered Financial Analyst | Portland, Or | Aug 12, 1999 | 31 y | 0 |
| Christopher Joseph Sizemore | Portland, Or | Dec 4, 2001 | 29 y | 0 |
| Sarah Wesley QuistCertified Financial Planner | Portland, Or | Jul 29, 2005 | 33 y | 0 |
| Jeffrey Lamar SchmidtChartered Financial Analyst | Portland, Or | Mar 11, 2011 | 21 y | 1 |
| John Anthony LabarcaChartered Financial Analyst | Portland, Or | Apr 30, 2018 | 11 y | 0 |
| Katelyn Ann CummingsCertified Financial Planner | Portland, Or | Sep 10, 2019 | 9 y | 0 |
| Gina Cornelia JacobsonCertified Financial Planner | Portland, Or | Jul 11, 2022 | 10 y | 2 |
| Maria Lan MalloyCertified Financial Planner | Portland, Or | May 31, 2024 | 12 y | 0 |
| Matthew William SheetsCertified Financial Planner | Portland, Or | Jan 1, 2025 | 11 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Courtney Leigh Mersereau to Mercer Global Advisors Inc.Jan 4, 2023 · RIA to RIA
- Heidi Mathews Jeromanovs to Evergreen Capital Management LLCNov 19, 2018 · RIA to RIA
- Donald James Leek to Advisory Services NetworkMay 9, 2017 · Other
- Todd Sinclair Jessup to Synergy Asset Management, LLCApr 29, 2016 · Other
Joined, latest
- Matthew William Sheets from Mercer Global Advisors Inc.Jan 1, 2025 · RIA to RIA
- Gina Cornelia Jacobson from Cetera Investment Advisers LLCJul 11, 2022 · Affiliated broker-dealer or bank to independent RIA
- Heidi Mathews Jeromanovs from Charles Schwab & Co., Inc.May 9, 2017 · Other
- Todd Sinclair Jessup from Rigel Capital LLCMar 30, 2016 · Other
- Courtney Leigh Mersereau from Springwater Wealth Management, LLCApr 27, 2015 · Other
- Jeffrey Lamar Schmidt from Rigel Capital LLCMar 11, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lynne Marina Johnson · Managing Director/Principal/Shareholdercontrolsince 07/1999 · owns 25% to 50%
- Anthony John Labarca · Director Of Investmentscontrolsince 12/2019 · owns 5% to 10%
- Phelps Suzanne Mcgrath · Foundercontrolsince 07/1999 · owns 25% to 50%
- Wesley Sarah Quist · Managing Director/Principal/Shareholdercontrolsince 12/2014 · owns 10% to 25%
- Leigh Stacy Sizemore · Chief Compliance Officercontrolsince 07/2022 · owns less than 5%
- Michael Clifford Yount · Director Of Compliance And Operations/Shareholdercontrolsince 09/2011 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Portland, Or · principal | 9 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Related adviser · false to trueMay 15, 2026 to Aug 26, 2026
- Accounts · 1,743 to 1,800Feb 18, 2025 to Mar 25, 2026
- Advisory employees · 9 to 8Feb 18, 2025 to Mar 25, 2026
- Charity clients · 21 to 19Feb 18, 2025 to Mar 25, 2026
- Corporate clients · 8 to 17Feb 18, 2025 to Mar 25, 2026
- HNW clients · 930 to 1,119Feb 18, 2025 to Mar 25, 2026
- Individual clients · 774 to 636Feb 18, 2025 to Mar 25, 2026
- Pension plan clients · 10 to 9Feb 18, 2025 to Mar 25, 2026
- Assets in custody · $564M to $464MFeb 18, 2025 to Mar 25, 2026
- Employees · 16 to 13Feb 18, 2025 to Mar 25, 2026
- State-registered IARs · 9 to 8Feb 18, 2025 to Mar 25, 2026
- Discretionary RAUM · $1.1B to $1.2BFeb 18, 2025 to Mar 25, 2026
- HNW RAUM · $848M to $987MFeb 18, 2025 to Mar 25, 2026
- Individual RAUM · $123M to $110MFeb 18, 2025 to Mar 25, 2026
- Pension RAUM · $30.4M to $31.6MFeb 18, 2025 to Mar 25, 2026
- RAUM · $1.1B to $1.2BFeb 18, 2025 to Mar 25, 2026
- Accounts · 1,611 to 1,743Mar 28, 2024 to Feb 18, 2025
- Charity clients · 15 to 21Mar 28, 2024 to Feb 18, 2025
- Corporate clients · 4 to 8Mar 28, 2024 to Feb 18, 2025
- HNW clients · 1,079 to 930Mar 28, 2024 to Feb 18, 2025
- Individual clients · 503 to 774Mar 28, 2024 to Feb 18, 2025
- Assets in custody · $505M to $564MMar 28, 2024 to Feb 18, 2025
- Employees · 14 to 16Mar 28, 2024 to Feb 18, 2025
- Financial planning clients · 0 to 0Mar 28, 2024 to Feb 18, 2025
- Discretionary RAUM · $1.0B to $1.1BMar 28, 2024 to Feb 18, 2025
- HNW RAUM · $892M to $848MMar 28, 2024 to Feb 18, 2025
- Individual RAUM · $74.9M to $123MMar 28, 2024 to Feb 18, 2025
- Pension RAUM · $28.0M to $30.4MMar 28, 2024 to Feb 18, 2025
- RAUM · $1.0B to $1.1BMar 28, 2024 to Feb 18, 2025
- Accounts · 600 to 1,611Mar 11, 2023 to Mar 28, 2024
- Charity clients · 8 to 15Mar 11, 2023 to Mar 28, 2024
- Corporate clients · 3 to 4Mar 11, 2023 to Mar 28, 2024
- HNW clients · 327 to 1,079Mar 11, 2023 to Mar 28, 2024
- Individual clients · 249 to 503Mar 11, 2023 to Mar 28, 2024
- Pension plan clients · 5 to 10Mar 11, 2023 to Mar 28, 2024
- Assets in custody · $860M to $505MMar 11, 2023 to Mar 28, 2024
- Discretionary RAUM · $860M to $1.0BMar 11, 2023 to Mar 28, 2024
- HNW RAUM · $746M to $892MMar 11, 2023 to Mar 28, 2024
- Individual RAUM · $63.1M to $74.9MMar 11, 2023 to Mar 28, 2024
- Pension RAUM · $21.1M to $28.0MMar 11, 2023 to Mar 28, 2024
Signals
3 dated events
- Courtney Leigh Mersereau left Vision Capital Management Inc for Mercer Global Advisors Inc. (registered 2023-02-08)Jan 4, 2023 · Advisor changed firm · fact
- Leigh Stacy Sizemore (Chief Compliance Officer) appeared on Schedule A of Vision Capital Management IncJul 29, 2022 · Control person joined · fact
- Anthony John Labarca (Director Of Investments) appeared on Schedule A of Vision Capital Management IncMar 30, 2022 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@vcmi.netreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 503-221-3966reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 503-221-5656reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 800-707-5335reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/vision-capital-management-inc.reportedpublic record, Form ADV, Sep 18, 2026
- Website
- vcmi.netreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 503-221-5656reportedpublic record, Form ADV, Aug 26, 2026
- Contact form
- vcmi.net/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- vcmi.net/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $137Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026