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Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
FRISCO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 1, 2023 | n/a | yes | FRISCO, TX | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Sep 11, 2018 | May 11, 2023 | no | RICHARDSON, TX|DALLAS, TX|DALLAS, TX|DALLAS, TX | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Jun 12, 2017 | Sep 7, 2018 | no | Fort Worth, TX | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Jun 12, 2017 | Sep 7, 2018 | no | WestLake, TX | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 9, 2016 | Jun 5, 2017 | no | WESTLAKE, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | May 11, 2023 | May 1, 2023 | -10 | Firm change | Wirehouse to wirehouse |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | TD AMERITRADE, INC. | Sep 7, 2018 | Jun 12, 2017 | -452 | Channel change | Other |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Sep 7, 2018 | Jun 12, 2017 | -452 | Firm change after gap | Other |
| STRATEGIC ADVISERS LLC | TD AMERITRADE, INC. | Jun 5, 2017 | Jun 12, 2017 | 7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:7691:TX:2023-05-11 | May 11, 2023 | May 1, 2023 | DALLAS, TX | Firm change |
| 111514:79:TX:2018-09-07 | Sep 7, 2018 | Sep 11, 2018 | FORT WORTH, TX | Firm change |
| 7870:111514:TX:2018-09-07 | Sep 7, 2018 | Jun 12, 2017 | WESTLAKE, TX | Firm change after gap |