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Registered advisor
F•••••••• L••••
Feed of 09/14/2026
Also filed as F•••••••• L•••• Walker
At current firm
3 y
since May 1, 2023
In the industry
11 y
since Jun 1, 2015 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince May 1, 2023 · Frisco, Tx
- J••• M••••• S••••••••• L•• wirehouseSep 11, 2018 to May 11, 2023 · Richardson, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerJun 12, 2017 to Sep 7, 2018 · Fort Worth, Tx
- T• A••••••••• I••• formerJun 12, 2017 to Sep 7, 2018 · Westlake, Tx
- S•••••••• A••••••• L•• national BDMar 9, 2016 to Jun 5, 2017 · Westlake, Tx
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 11, 2023, registered May 1, 2023 (-10 days) · Wirehouse to wirehouse · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Sep 7, 2018, registered Jun 12, 2017 (-452 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Sep 7, 2018, registered Jun 12, 2017 (-452 days) · Other · moved with a team
- S•••••••• A••••••• L•• to T• A••••••••• I•••left Jun 5, 2017, registered Jun 12, 2017 (7 days) · Other
Signals
- F•••••••• L•••• left J••• M••••• S••••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-05-01)May 11, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address