DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Total Wealth Management Inc.

Former SEC-registered adviserSan Diego, CaliforniaCRD 140503SEC 801-70829IAPD
Latest filing Dec 11, 2014
First filing on the tape Apr 2, 2012 · 8 filings
RAUM
$103M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
7
$72.3M gross assets
History
8 filings and snapshots on the tape
RAUM$103M as of Mar 31, 2014
Apr 2, 2012$90.3M then
HNW client RAUM: no history
State-registered IARs (5.B.3)4 as of Mar 31, 2014
Apr 5, 20136 then
Employees (5.A)5 as of Mar 31, 2014
Apr 5, 20138 then
Private funds7 as of Mar 31, 2014
Apr 2, 20127 then
RAUM -17% over the last fiscal yearIARs 6 to 4
Practice profile
derived from the filing of Dec 11, 2014; every figure names its basis
RAUM per advisor
$25.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$133,091derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-17%derivedbetween the last two annual amendments
Advisor growth, one year
-33%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
773reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Every departureEvery arrival
Private funds
7 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
Altus Capital Opportunity Fund, LPOther Private Fund$41.4M86Apr 2, 2012
Altus Income Portfolio SeriesOther Private Fund$16.4M15Apr 2, 2012
Altus Growth Portfolio SeriesOther Private Fund$5.1M6Apr 2, 2012
Altus Conservative Portfolio SeriesOther Private Fund$3.8M17Apr 2, 2012
Altus Moderate Portfolio SeriesOther Private Fund$2.7M17Apr 2, 2012
Altus Moderate Growth Portfolio SeriesOther Private Fund$1.6M1Apr 2, 2012
Altus Focused Growth Portfolio SeriesOther Private Fund$1.3M2Apr 2, 2012
Owners and control persons
Schedule A and B, latest filing
  • Keith Jacob Cooper · Ceo And Ccocontrol
    since 06/2009 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 1,233 to 773
    May 22, 2013 to Mar 31, 2014
  • Advisory employees · 6 to 4
    May 22, 2013 to Mar 31, 2014
  • Advisory activities · 5 to 7
    May 22, 2013 to Mar 31, 2014
  • Employees · 8 to 5
    May 22, 2013 to Mar 31, 2014
  • State-registered IARs · 6 to 4
    May 22, 2013 to Mar 31, 2014
  • Discretionary RAUM · $123M to $103M
    May 22, 2013 to Mar 31, 2014
  • RAUM · $123M to $103M
    May 22, 2013 to Mar 31, 2014
  • Accounts · 481 to 1,233
    Feb 26, 2013 to Apr 5, 2013
  • Discretionary RAUM · $89.8M to $123M
    Feb 26, 2013 to Apr 5, 2013
  • Non-discretionary RAUM · $483,530 to $0
    Feb 26, 2013 to Apr 5, 2013
  • RAUM · $90.3M to $123M
    Feb 26, 2013 to Apr 5, 2013
  • Advisory employees · unset to 6.0
    Apr 2, 2012 to Feb 26, 2013
  • Employees · unset to 8.0
    Apr 2, 2012 to Feb 26, 2013
  • State-registered IARs · unset to 6.0
    Apr 2, 2012 to Feb 26, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026