DFX Intelligence

T• R••• P•••• •••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

T• R••• P•••• •••••••• I•••

T• R••• P•••• ••••••• INC., CRD 107290

BALTIMORE, MD

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Search this name across graphsid dfx:ria:1338067f-a6de-8ee8-1ef5-c29278b139e4

Data as of Jul 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 35
Dated events: 15
On other graphs: 1
Observed: Mar 29, 2012 to Jul 1, 2026
42 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

T• R••• P•••• •••••••• I•••

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.85 institutional_share=0.15 related_bd=true related_bank=true bd_reps=1.0
Regulatory AUM: $6.6B••• Locked
Discretionary RAUM: $6.6B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T• R••• P•••• U••• L•••••••• C••• G••••• E••••• N•••••• P•••	Other Private Fund	$66.9M	Mar 29, 2021	2	Mar 28, 2019	dropped	n/a
T• R••• P•••• G••••• F•••••• G••••• E••••• P•••	Other Private Fund	$35.8M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• M••••••• E•••••	Director	Na	yes	01/2017	Jan 12, 2017	Mar 28, 2024
B••••• L•••••• E•••••	Director	Na	yes	09/2023	Oct 6, 2023	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T• R••• P•••• A••••••••• I•••	n/a	Asset manager	$2196B	Y	yes	n/a
T• R••• P•••• I••••••••• L••	n/a	Asset manager	$277B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Toronto	n/a	Canada	7	yes

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$6.6B	$5.7B	14.6%	$4.7B	11.5%	11	12	1	1

Relationships

Affiliated with (22)

← T• R••• P•••• A••••••• S•••••••• I•••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← T• R••• P•••• A••••••••• I•••Registered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
→ T• R••• P•••• A••••••••• I•••Registered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
→ T• R••• P•••• A••••••• S•••••••• I•••

Dated events

Occurred
Oct 6, 2023
Control person joined
Anne Jennifer Ohara (Director) appeared on Schedule A of T• R••• P•••• •••••••• I•••
Form ADVobserved 7 days ago
Occurred
Oct 6, 2023
Control person joined
E••••• L••••• B•••• (Director) appeared on Schedule A of T• R••• P•••• •••••••• I•••
Form ADVobserved 7 days ago
Occurred
Oct 6, 2023
Control person joined
B Leah Greenstein (Director) appeared on Schedule A of T• R••• P•••• •••••••• I•••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1338067f-a6de-8ee8-1ef5-c29278b139e4
First observed: Mar 29, 2012
Last observed: Jul 1, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.