DFX Intelligence

Data Factory

RIA / WealthRegistered adviserasset managerSEC registeredRAUM over $100B

T.ROWE PRICE INVESTMENT MANAGEMENT, INC.

CRD 314590

BALTIMORE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cff2f3b1-1dad-722a-8f8d-5d515b0d96f2

Data as of Jul 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 30
Dated events: 10
On other graphs: 0
Observed: May 7, 2021 to Jul 1, 2026
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.98 institutional_share=0.02 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $204BItem 5.F on the latest filing (2026-07-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $204B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 112
Advisory employees: 105
Offices: 6Schedule D 1.F, beyond the principal office
Accounts: 72
Individual clients: 0
High net worth clients: 0
Custody, client assets: $1.3B
SEC number: 801-121434
CRD: 314590
Filings on the tape: 15
First filed: May 7, 2021
Latest filed: Jul 1, 2026
Organised: Corporation, MD
Website: troweprice.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DARDIS, JENNIFER, BENSON	Director	Na	yes	01/2022	Jan 27, 2022	Oct 24, 2024
Ferguson, Savonne, L	CHIEF COMPLIANCE OFFICER	Na	yes	10/2024	Oct 24, 2024	Oct 24, 2024
JACKSON, STEPHON, ANTHONY	PRESIDENT/DIRECTOR	Na	yes	05/2021	May 7, 2021	Oct 24, 2024
OESTREICHER, DAVID, NMN	CHIEF LEGAL OFFICER/DIRECTOR	Na	yes	05/2021	May 7, 2021	Oct 24, 2024
Sharps, Robert, W	CHAIRMAN OF THE BOARD/DIRECTOR	Na	yes	05/2021	May 7, 2021	Oct 24, 2024
T. ROWE PRICE ASSOCIATES, INC.	DIRECT OWNER	E	yes	05/2021	May 7, 2021	Oct 24, 2024
T. ROWE PRICE GROUP, INC.	INDIRECT OWNER	E	yes	05/2021	May 7, 2021	Oct 24, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 77

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T. ROWE PRICE ASSOCIATES, INC.	n/a	Asset manager	$2196B	Y	yes	n/a
T. ROWE PRICE INTERNATIONAL LTD	n/a	Asset manager	$277B	N	yes	n/a
OAK HILL ADVISORS, L.P.	n/a	Asset manager	$101B	N	yes	n/a
T.ROWE PRICE HONG KONG LIMITED	n/a	Asset manager	$42B	N	yes	n/a
T. ROWE PRICE JAPAN, INC.	n/a	Asset manager	$24B	N	yes	n/a
T. ROWE PRICE AUSTRALIA LIMITED	n/a	Asset manager	$17B	N	yes	n/a
T. ROWE PRICE (CANADA) INC.	n/a	Asset manager	$6.6B	N	yes	n/a
T. ROWE PRICE ADVISORY SERVICES, INC.	n/a	Bd affiliated wealth	$5.9B	N	yes	n/a
OHA PRIVATE CREDIT ADVISORS LLC	n/a	Asset manager	$3.6B	N	yes	n/a
T. ROWE PRICE SINGAPORE PRIVATE LTD	n/a	Institutional manager	$2.3B	N	yes	n/a
OHA PRIVATE CREDIT ADVISORS II, L.P.	n/a	Asset manager	$805M	N	yes	n/a
OAK HILL ADVISORS (AUSTRALIA) PTY LTD	n/a	n/a	n/a	N	yes	n/a
OAK HILL ADVISORS (EUROPE) LLP	n/a	n/a	n/a	N	yes	n/a
OHA (UK) LLP	n/a	n/a	n/a	N	yes	n/a
OHA AD CO-INVESTMENT GENPAR, LLP	n/a	n/a	n/a	N	yes	n/a
OHA AD CUSTOMIZED CREDIT FUND GENPAR, LLP	n/a	n/a	n/a	N	yes	n/a
OHA AD DISLOCATION CREDIT GENPAR, LLP	n/a	n/a	n/a	N	yes	n/a
OHA AD DISLOCATION CREDIT II GENPAR, L.P.	n/a	n/a	n/a	N	yes	n/a
OHA ALOHA EUROPEAN CREDIT FUND GENPAR, LLP	n/a	n/a	n/a	N	yes	n/a
OHA ARTESIAN CUSTOMIZED CREDIT FUND I GENPAR, LLC	n/a	n/a	n/a	N	yes	n/a
OHA ASIA CUSTOMIZED CREDIT GENPAR, LLC	n/a	n/a	n/a	N	yes	n/a
OHA BCSS SSD GENPAR II, LLC	n/a	n/a	n/a	N	yes	n/a
OHA BCSS SSD GENPAR, LLC	n/a	n/a	n/a	N	yes	n/a
OHA BLACK BEAR GENPAR, LLP	n/a	n/a	n/a	N	yes	n/a
OHA CA CUSTOMIZED CREDIT GENPAR, LLP	n/a	n/a	n/a	N	yes	n/a
OHA CENTRE STREET GENPAR, LLC	n/a	n/a	n/a	N	yes	n/a
OHA CLO ENHANCED EQUITY GENPAR, LLC	n/a	n/a	n/a	N	yes	n/a
OHA CLO ENHANCED EQUITY II GENPAR, LLP	n/a	n/a	n/a	N	yes	n/a
OHA CLO STRATEGIES FUND GENPAR, LLC	n/a	n/a	n/a	N	yes	n/a
OHA CREDIT CADENZA GENPAR, LLP	n/a	n/a	n/a	N	yes	n/a
OHA CREDIT OPPORTUNITIES CA (C) GENPAR, LLP	n/a	n/a	n/a	N	yes	n/a
OHA CREDIT ORIGINATION GENPAR I, LLC	n/a	n/a	n/a	N	yes	n/a
OHA CREDIT SOLUTIONS GENPAR, LLC	n/a	n/a	n/a	N	yes	n/a
OHA CREDIT SOLUTIONS II GENPAR, LLP	n/a	n/a	n/a	N	yes	n/a
OHA CUSTOM MULTI-SECTOR CREDIT FUND GENPAR, LLC	n/a	n/a	n/a	N	yes	n/a
OHA DELAWARE CUSTOMIZED CREDIT FUND GENPAR, LLC	n/a	n/a	n/a	N	yes	n/a
OHA DELAWARE CUSTOMIZED CREDIT FUND-F GENPAR, LLC	n/a	n/a	n/a	N	yes	n/a
OHA DIVERSIFIED CREDIT STRATEGIES (PARALLEL II) GENPAR, LLC	n/a	n/a	n/a	N	yes	n/a
OHA DIVERSIFIED CREDIT STRATEGIES GENPAR, LLP	n/a	n/a	n/a	N	yes	n/a
OHA DIVERSIFIED CREDIT STRATEGIES TRACTOR FUND GENPAR, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Washington	Dc	United States	16	yes
Philadelphia	Pa	United States	11	no
SAN FRANCISCO	CA	United States	4	yes
NEW YORK	NY	United States	2	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$204B	$204B	112	105	6	n/a	n/a
2024	Mar 31, 2025	$207B	$207B	116	107	4	n/a	n/a
2023	Mar 28, 2024	$193B	$193B	114	106	4	n/a	n/a
2022	Mar 31, 2023	$165B	$165B	114	104	4	n/a	n/a
2021	Mar 31, 2022	$213B	$213B	97	88	3	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$204B	$207B	-1.4%	$165B	7.3%	112	116	6	4

Relationships

Affiliated with (22)

← T. ROWE PRICE ADVISORY SERVICES, INC.Registered adviserother investment adviser, bank, common control
factForm ADV
← T. ROWE PRICE ASSOCIATES, INC.Registered adviserother investment adviser, bank, control, common control
factForm ADV
→ T. ROWE PRICE ASSOCIATES, INC.Registered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
→ T. ROWE PRICE (CANADA), INC.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ T. ROWE PRICE ADVISORY SERVICES, INC.Registered adviserother investment adviser, bank, common control
factForm ADV
→ OAK HILL ADVISORS, L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
→ T. ROWE PRICE INTERNATIONAL LTDRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ T.ROWE PRICE HONG KONG LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
→ T. ROWE PRICE SINGAPORE PRIVATE LTDRegistered adviserother investment adviser, bank, common control
factForm ADV
→ T. ROWE PRICE JAPAN, INC.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ T. ROWE PRICE AUSTRALIA LIMITEDRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ OHA PRIVATE CREDIT ADVISORS LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ OHA PRIVATE CREDIT ADVISORS II, L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
← T. ROWE PRICE (CANADA), INC.Registered adviserother investment adviser, bank, common control
factForm ADV
← T. ROWE PRICE INTERNATIONAL LTDRegistered adviserother investment adviser, bank, common control
factForm ADV
← T.ROWE PRICE HONG KONG LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
← T. ROWE PRICE SINGAPORE PRIVATE LTDRegistered adviserother investment adviser, bank, common control
factForm ADV
← T. ROWE PRICE JAPAN, INC.Registered adviserother investment adviser, bank, common control
factForm ADV
← T. ROWE PRICE AUSTRALIA LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
← OAK HILL ADVISORS, L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
← OHA PRIVATE CREDIT ADVISORS LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← OHA PRIVATE CREDIT ADVISORS II, L.P.Registered adviserother investment adviser, bank, common control
factForm ADV

Controls (7)

← JACKSON, STEPHON, ANTHONYOwnerPRESIDENT/DIRECTOR, ownership code NA, individual
May 7, 2021 to Oct 24, 2024factForm ADV
← Ferguson, Savonne, LOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 24, 2024 to Oct 24, 2024factForm ADV
← DARDIS, JENNIFER, BENSONOwnerDIRECTOR, ownership code NA, individual
Jan 27, 2022 to Oct 24, 2024factForm ADV
← OESTREICHER, DAVID, NMNOwnerCHIEF LEGAL OFFICER/DIRECTOR, ownership code NA, individual
May 7, 2021 to Oct 24, 2024factForm ADV
← Sharps, Robert, WOwnerCHAIRMAN OF THE BOARD/DIRECTOR, ownership code NA, individual
May 7, 2021 to Oct 24, 2024factForm ADV
← T. ROWE PRICE ASSOCIATES, INC.OwnerDIRECT OWNER, ownership code E, domestic entity
May 7, 2021 to Oct 24, 2024factForm ADV
← T. ROWE PRICE GROUP, INC.OwnerINDIRECT OWNER, ownership code E, domestic entity
May 7, 2021 to Oct 24, 2024factForm ADV

Dated events

Occurred
Oct 24, 2024
Control person joined
L Savonne Ferguson (Chief Compliance Officer) appeared on Schedule A of T.Rowe Price Investment Management, Inc.
Form ADVobserved 4 days ago
Occurred
Oct 24, 2024
Control person left
Arlene Klein (Chief Compliance Officer) no longer on Schedule A of T.Rowe Price Investment Management, Inc. (listed 2024-05-24, absent 2024-10-24)
Form ADVobserved 4 days ago
Occurred
May 24, 2024
Control person joined
Arlene Klein (Chief Compliance Officer) appeared on Schedule A of T.Rowe Price Investment Management, Inc.
Form ADVobserved 4 days ago
Occurred
May 24, 2024
Control person left
Armando (Dino) Capasso (Chief Compliance Officer) no longer on Schedule A of T.Rowe Price Investment Management, Inc. (listed 2024-03-28, absent 2024-05-24)
Form ADVobserved 4 days ago
Occurred
May 13, 2022
Control person left
Ann Mary Picciotto (Chief Compliance Officer) no longer on Schedule A of T.Rowe Price Investment Management, Inc. (listed 2022-04-01, absent 2022-05-13)
Form ADVobserved 4 days ago
Occurred
May 13, 2022
Control person joined
Armando (Dino) Capasso (Chief Compliance Officer) appeared on Schedule A of T.Rowe Price Investment Management, Inc.
Form ADVobserved 4 days ago
Occurred
Jan 27, 2022
Control person joined
Benson Jennifer Dardis (Director) appeared on Schedule A of T.Rowe Price Investment Management, Inc.
Form ADVobserved 4 days ago
Occurred
Jan 27, 2022
Control person left
Joseph William Stromberg (Director) no longer on Schedule A of T.Rowe Price Investment Management, Inc. (listed 2021-09-01, absent 2022-01-27)
Form ADVobserved 4 days ago
Occurred
Sep 1, 2021
Control person left
Solange Celine Dufetel (Director) no longer on Schedule A of T.Rowe Price Investment Management, Inc. (listed 2021-05-07, absent 2021-09-01)
Form ADVobserved 4 days ago
Occurred
May 7, 2021
First Form ADV filing
T.Rowe Price Investment Management, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cff2f3b1-1dad-722a-8f8d-5d515b0d96f2
First observed: May 7, 2021
Last observed: Jul 1, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

T.ROWE PRICE INVESTMENT MANAGEMENT, INC.

CRD 314590

BALTIMORE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cff2f3b1-1dad-722a-8f8d-5d515b0d96f2

Data as of Jul 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:38 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DARDIS, JENNIFER, BENSON

Director

yes

01/2022

Jan 27, 2022

Oct 24, 2024

Ferguson, Savonne, L

CHIEF COMPLIANCE OFFICER

yes

10/2024

Oct 24, 2024

JACKSON, STEPHON, ANTHONY

PRESIDENT/DIRECTOR

yes

05/2021

May 7, 2021

Oct 24, 2024

OESTREICHER, DAVID, NMN

CHIEF LEGAL OFFICER/DIRECTOR

yes

05/2021

May 7, 2021

Oct 24, 2024

Sharps, Robert, W

CHAIRMAN OF THE BOARD/DIRECTOR

yes

05/2021

May 7, 2021

Oct 24, 2024

T. ROWE PRICE ASSOCIATES, INC.

DIRECT OWNER

yes

05/2021

May 7, 2021

Oct 24, 2024

T. ROWE PRICE GROUP, INC.

INDIRECT OWNER

yes

05/2021

May 7, 2021

Oct 24, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

T. ROWE PRICE ASSOCIATES, INC.

n/a

Asset manager

$2196B

yes

n/a

T. ROWE PRICE INTERNATIONAL LTD

n/a

Asset manager

$277B

yes

n/a

OAK HILL ADVISORS, L.P.

n/a

Asset manager

$101B

yes

n/a

T.ROWE PRICE HONG KONG LIMITED

n/a

Asset manager

$42B

yes

n/a

T. ROWE PRICE JAPAN, INC.

n/a

Asset manager

$24B

yes

n/a

T. ROWE PRICE AUSTRALIA LIMITED

n/a

Asset manager

$17B

yes

n/a

T. ROWE PRICE (CANADA) INC.

n/a

Asset manager

$6.6B

yes

n/a

T. ROWE PRICE ADVISORY SERVICES, INC.

n/a

Bd affiliated wealth

$5.9B

yes

n/a

OHA PRIVATE CREDIT ADVISORS LLC

n/a

Asset manager

$3.6B

yes

n/a

T. ROWE PRICE SINGAPORE PRIVATE LTD

n/a

Institutional manager

$2.3B

yes

n/a

OHA PRIVATE CREDIT ADVISORS II, L.P.

n/a

Asset manager

$805M

yes

n/a

OAK HILL ADVISORS (AUSTRALIA) PTY LTD

n/a

yes

n/a

OAK HILL ADVISORS (EUROPE) LLP

n/a

yes

n/a

OHA (UK) LLP

n/a

yes

n/a

OHA AD CO-INVESTMENT GENPAR, LLP

n/a

yes

n/a

OHA AD CUSTOMIZED CREDIT FUND GENPAR, LLP

n/a

yes

n/a

OHA AD DISLOCATION CREDIT GENPAR, LLP

n/a

yes

n/a

OHA AD DISLOCATION CREDIT II GENPAR, L.P.

n/a

yes

n/a

OHA ALOHA EUROPEAN CREDIT FUND GENPAR, LLP

n/a

yes

n/a

OHA ARTESIAN CUSTOMIZED CREDIT FUND I GENPAR, LLC

n/a

yes

n/a

OHA ASIA CUSTOMIZED CREDIT GENPAR, LLC

n/a

yes

n/a

OHA BCSS SSD GENPAR II, LLC

n/a

yes

n/a

OHA BCSS SSD GENPAR, LLC

n/a

yes

n/a

OHA BLACK BEAR GENPAR, LLP

n/a

yes

n/a

OHA CA CUSTOMIZED CREDIT GENPAR, LLP

n/a

yes

n/a

OHA CENTRE STREET GENPAR, LLC

n/a

yes

n/a

OHA CLO ENHANCED EQUITY GENPAR, LLC

n/a

yes

n/a

OHA CLO ENHANCED EQUITY II GENPAR, LLP

n/a

yes

n/a

OHA CLO STRATEGIES FUND GENPAR, LLC

n/a

yes

n/a

OHA CREDIT CADENZA GENPAR, LLP

n/a

yes

n/a

OHA CREDIT OPPORTUNITIES CA (C) GENPAR, LLP

n/a

yes

n/a

OHA CREDIT ORIGINATION GENPAR I, LLC

n/a

yes

n/a

OHA CREDIT SOLUTIONS GENPAR, LLC

n/a

yes

n/a

OHA CREDIT SOLUTIONS II GENPAR, LLP

n/a

yes

n/a

OHA CUSTOM MULTI-SECTOR CREDIT FUND GENPAR, LLC

n/a

yes

n/a

OHA DELAWARE CUSTOMIZED CREDIT FUND GENPAR, LLC

n/a

yes

n/a

OHA DELAWARE CUSTOMIZED CREDIT FUND-F GENPAR, LLC

n/a

yes

n/a

OHA DIVERSIFIED CREDIT STRATEGIES (PARALLEL II) GENPAR, LLC

n/a

yes

n/a

OHA DIVERSIFIED CREDIT STRATEGIES GENPAR, LLP

n/a

yes

n/a

OHA DIVERSIFIED CREDIT STRATEGIES TRACTOR FUND GENPAR, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Washington

United States

yes

Philadelphia

United States

SAN FRANCISCO

United States

yes

NEW YORK

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$204B

112

105

n/a

2024

Mar 31, 2025

$207B

116

107

n/a

2023

Mar 28, 2024

$193B

114

106

n/a

2022

Mar 31, 2023

$165B

114

104

n/a

2021

Mar 31, 2022

$213B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$204B

$207B

-1.4%

$165B

7.3%

112

116