DFX Intelligence

T• R••• P•••• J••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

T• R••• P•••• J••••• I•••

CRD 290585

TOKYO

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Search this name across graphsid dfx:ria:0d9c4c47-6b1c-8953-542d-85441633c685

Data as of Jul 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 41
Dated events: 13
On other graphs: 0
Observed: Feb 20, 2018 to Jul 1, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.65 institutional_share=0.35 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $24B••• Locked
Discretionary RAUM: $24B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 80

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T• R••• P•••• U• G••••• S•••• M••••• F•••	Other Private Fund	$1.4B	Nov 2, 2020	1	Mar 28, 2019	dropped	n/a
T• R••• P•••• J•••• E••••• F••• •••• F•• Q•••	Other Private Fund	$93.2M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• P•••••••• M•••••• J••••••	Director	Na	yes	04/2018	Feb 20, 2018	Jul 22, 2024
C•••• E••••• O• S••	Director	Na	yes	09/2022	Sep 12, 2022	Jul 22, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T• R••• P•••• A••••••••• I•••	n/a	Asset manager	$2196B	Y	yes	n/a
T• R••• P•••• I••••••••• L••	n/a	Asset manager	$277B	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$24B	$30B	-19.5%	$18B	9.7%	80	83	0	0

Relationships

Affiliated with (22)

← T• R••• P•••• A••••••• S•••••••• I•••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← T• R••• P•••• A••••••••• I•••Registered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
→ T• R••• P•••• A••••••••• I•••Registered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
→ T• R••• P•••• •••••••• I•••

Dated events

Occurred
Mar 31, 2025
Ria raum c•••ge
••• Locked
Form ADVobserved 8 days ago
$10.1B
Occurred
Jul 22, 2024
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 12, 2022
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 12, 2022
Control person joined

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0d9c4c47-6b1c-8953-542d-85441633c685
First observed: Feb 20, 2018
Last observed: Jul 1, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.