DFX Intelligence

O•• H••• A•••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM over $100B

O•• H••• A•••••••• L•••

CRD 125352

NEW YORK, NY

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Search this name across graphsid dfx:ria:b419700b-f226-4e47-27d0-b65809b9b914

Data as of Jun 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 175
Dated events: 7
On other graphs: 9
Observed: Apr 2, 2012 to Jun 1, 2026
48 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

O•• H••• A•••••••• L•••

Private equity manager · shared cik, shared crd

Family Officesidentity

O•• H••• A•••••••• L•••

Family office · shared cik, shared crd

Private Equityidentity

O•• H••• C•••••• M••••••••• L••

Private equity manager · shared cik, shared crd

Independent Sponsorsidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.77 institutional_share=0.19 related_bd=true related_bank=true bd_reps=12.0
Regulatory AUM: $101B••• Locked
Discretionary RAUM: $101B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 435

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
O•• C• C••••••••• C••••• F•••• L•••	Hedge Fund	$3.8B	Mar 29, 2024	3	Feb 28, 2022	reported	021-420366
O•• T••••••• I••••••••• M••••• F•••• L•••	Hedge Fund	$3.4B	Mar 29, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• G••••• R••••••	FOUNDER/CHIEF EXECUTIVE OFFICER	Na	yes	08/1999	Apr 2, 2012	Mar 29, 2024
B•••••••• W••••••• H••••••	PRESIDENT/SENIOR PARTNER	Na	yes	01/2001	Apr 2, 2012	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T• R••• P•••• A••••••••• I•••	n/a	Asset manager	$2196B	Y	yes	n/a
T• R••• P•••• I••••••••• L••	n/a	Asset manager	$277B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Melbourne	n/a	Australia	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$101B	$86B	16.6%	$63B	16.8%	435	420	1	1

Relationships

showing 80 of 175

Affiliated with (20)

← T• R••• P•••• A••••••• S•••••••• I•••Registered adviserother investment adviser, bank, common control
factForm ADV
← T• R••• P•••• A••••••••• I•••Registered adviserother investment adviser, bank, control, common control
factForm ADV
← T• R••• P•••• •••••••• I•••Registered adviserother investment adviser, bank, common control
factForm ADV
← T• R••• P•••• I••••••••• L••

Dated events

Occurred
Mar 31, 2023
Control person joined
D••• T••••• H••••• (Chief Accounting Officer) appeared on Schedule A of O•• H••• A•••••••• L•••
Form ADVobserved 7 days ago
Occurred
Jul 5, 2022
Control person joined
Anthony John Sorbo (Chief Operations And Technology Officer) appeared on Schedule A of O•• H••• A•••••••• L•••
Form ADVobserved 7 days ago
Occurred
Jan 28, 2022
Control person left
Patrick Raymond Murphy (Managing Director/Chief Accounting Officer) no longer on Schedule A of O•• H••• A•••••••• L••• (listed 2021-11-29, absent 2022-01-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b419700b-f226-4e47-27d0-b65809b9b914
First observed: Apr 2, 2012
Last observed: Jun 1, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.