DFX Intelligence

A••• C•••••• M••••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

A••• C•••••• M••••••••• L•••

CRD 153302

DALLAS, TX

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Search this name across graphsid dfx:ria:133c7fb6-8160-cce0-45ff-1915be364542

Data as of Mar 22, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 7
On other graphs: 1
Observed: Mar 29, 2012 to Mar 22, 2022
28 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A••• C•••••• M••••••••• L•••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.8M••• Locked
Discretionary RAUM: $2.8M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••• C•• 2••••• L•••	Securitized Asset Fund	$138M	Jun 29, 2018	1	Mar 31, 2014	dropped	n/a
A••• C•• V•••• M••••• F••• I•• L•••	Hedge Fund	$21.1M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
S•••••••• G•• L••	GENERAL PARTNER	Na	yes	03/2020	Mar 30, 2020	Mar 22, 2022
S•••••••• H•••••••• L••	LIMITED PARTNER	E	yes	02/2019	Mar 31, 2019	Mar 22, 2022

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$2.8M	$1.0B	-99.7%	$1.9B	-88.7%	1	1	0	0

Relationships

Advises (8)

→ A••• C•• 2•••••• L•••Private fundSecuritized Asset Fund, IA
Mar 31, 2015 to presentfactForm ADV
→ A••• C•• 2••••• L•••Private fundSecuritized Asset Fund, IA
Mar 31, 2015 to presentfactForm ADV
→ A••• C•• 2••••• L•••Private fundSecuritized Asset Fund, IA
Mar 31, 2014 to presentfactForm ADV
→ A••• C•• 2••••• L•••

Dated events

Occurred
Mar 22, 2022
Regulatory AUM changed
A••• C•••••• M••••••••• L••• reported RAUM $2.8M, down 100% from $1.0B (2022-02-22 to 2022-03-22)
Form ADVobserved 7 days ago
$-1.0B
Occurred
Mar 31, 2021
Regulatory AUM changed
A••• C•••••• M••••••••• L••• reported RAUM $1.0B, down 42% from $1.7B (2020-07-21 to 2021-03-31)
Form ADVobserved 7 days ago
$-728M
Occurred
Mar 31, 2019
Regulatory AUM changed
A••• C•••••• M••••••••• L••• reported RAUM $1.9B, down 46% from $3.5B (2018-06-29 to 2019-03-31)
Form ADVobserved 7 days ago
$-1.6B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:133c7fb6-8160-cce0-45ff-1915be364542
First observed: Mar 29, 2012
Last observed: Mar 22, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.