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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

NEXPOINT REAL ESTATE ADVISORS, L.P.

CRD 173200

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b5ab19eb-94a9-74ff-e34c-15266b7c2906

Data as of Mar 29, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 33
Dated events: 1
On other graphs: 0
Observed: Nov 6, 2014 to Mar 29, 2016
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $976MItem 5.F on the latest filing (2016-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $976M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
Accounts: 1
Custody, client assets: $976M
SEC number: 801-80592
CRD: 173200
Filings on the tape: 7
First filed: Nov 6, 2014
Latest filed: Mar 29, 2016
Organised: Limited Partnership, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DONDERO, JAMES, DAVID	Member	E	yes	03/2012	Nov 6, 2014	Mar 29, 2016
DONDERO, JAMES, DAVID	President	Na	yes	09/2014	Nov 6, 2014	Mar 29, 2016
DONDERO, NANCY, MARIE	TRUSTEE FOR THE DUGABOY INVESTMENT TRUST	F	yes	10/2015	Oct 19, 2015	Mar 29, 2016
ELLINGTON, SCOTT, BYRON	GENERAL COUNSEL AND SECRETARY	Na	yes	09/2014	Nov 6, 2014	Mar 29, 2016
MCGRANER, MATTHEW, RYAN	CHIEF OPERATING OFFICER AND EXECUTIVE VP INVESTMENTS	Na	yes	09/2014	Nov 6, 2014	Mar 29, 2016
MITTS, BRIAN, DALE	CHIEF FINANCIAL OFFICER AND EXECUTIVE VP FINANCE	Na	yes	09/2014	Nov 6, 2014	Mar 29, 2016
NEXPOINT ADVISORS GP, LLC	GENERAL PARTNER	F	yes	03/2012	Nov 6, 2014	Mar 29, 2016
NEXPOINT ADVISORS, L.P.	LIMITED PARTNER	E	yes	09/2014	Nov 6, 2014	Mar 29, 2016
NEXPOINT ADVISORS, L.P.	Member	E	yes	03/2012	Nov 6, 2014	Mar 29, 2016
NEXPOINT REAL ESTATE ADVISORS GP, LLC	GENERAL PARTNER	Na	yes	09/2014	Nov 6, 2014	Mar 29, 2016
THE DUGABOY INVESTMENT TRUST	LIMITED PARTNER	E	yes	03/2012	Nov 6, 2014	Mar 29, 2016
SURGENT, THOMAS, JOSEPH	CHIEF COMPLIANCE OFFICER	Na	no	09/2014	Nov 6, 2014	Mar 29, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P.	n/a	Asset manager	$2.8B	N	yes	n/a
NEXPOINT ADVISORS, L.P.	n/a	Asset manager	$131M	Y	yes	n/a
HIGHLAND CAPITAL MANAGEMENT, L.P.	n/a	Former SEC adviser	$127M	N	yes	n/a
FALCON E & P OPPORTUNITIES GP, LLC	n/a	Former SEC adviser	$74.1M	N	yes	n/a
HIGHLAND CAPITAL HEALTHCARE ADVISORS, L.P.	n/a	Former SEC adviser	$26.0M	N	yes	n/a
GRANITE BAY ADVISORS, L.P.	n/a	Former SEC adviser	$12.1M	N	yes	n/a
ACIS CAPITAL MANAGEMENT, L.P.	n/a	Former SEC adviser	$2.8M	N	yes	n/a
NEXBANK SECURITIES INC	n/a	Former SEC adviser	$882,487	N	yes	n/a
ACIS CLO OPPORTUNITY FUNDS GP, LLC	n/a	n/a	n/a	N	yes	n/a
ACIS CLO VALUE FUND II GP, LLC	n/a	n/a	n/a	N	yes	n/a
ACIS FUNDING GP, LTD.	n/a	n/a	n/a	N	yes	n/a
BANDERA STRATEGIC CREDIT PARTNERS I GP, LLC	n/a	n/a	n/a	N	yes	n/a
BANDERA STRATEGIC CREDIT PARTNERS I SLP GP, LLC	n/a	n/a	n/a	N	yes	n/a
GOVERNANCE RE, LTD	n/a	n/a	n/a	N	yes	n/a
GRANITE BAY LONG/SHORT CREDIT GP, LLC	n/a	n/a	n/a	N	yes	n/a
HIGHLAND CAPITAL FUNDS DISTRIBUTOR, INC.	n/a	n/a	n/a	N	yes	n/a
HIGHLAND CAPITAL HEALTHCARE PARTNERS GP, LLC	n/a	n/a	n/a	N	yes	n/a
HIGHLAND CAPITAL LOAN GP, LLC	n/a	n/a	n/a	N	yes	n/a
HIGHLAND CRUSADER FUND GP, L.P.	n/a	n/a	n/a	N	yes	n/a
HIGHLAND GENERAL PARTNER, L.P.	n/a	n/a	n/a	N	yes	n/a
HIGHLAND MERGER ARBITRAGE FUND GP, LLC	n/a	n/a	n/a	N	yes	n/a
HIGHLAND MULTI STRATEGY CREDIT FUND GP, L.P.	n/a	n/a	n/a	N	yes	n/a
HIGHLAND RESTORATION CAPITAL PARTNERS GP, LLC	n/a	n/a	n/a	N	yes	n/a
NEXBANK SSB	n/a	n/a	n/a	N	yes	n/a
NEXBANK TITLE, INC.	n/a	n/a	n/a	N	yes	n/a
NEXPOINT HOSPITALITY TRUST, INC.	n/a	n/a	n/a	N	yes	n/a
NEXPOINT MULTI FAMILY REALTY TRUST, INC.	n/a	n/a	n/a	N	yes	n/a
NEXPOINT RE FINANCE ADVISOR GP, LLC	n/a	n/a	n/a	N	yes	n/a
NEXPOINT REAL ESTATE ADVISORS GP, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 29, 2016	$976M	$976M	0	0	n/a	n/a	n/a
2014	Mar 30, 2015	n/a	n/a	0	0	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$976M	n/a	n/a	n/a	n/a	0	0	n/a	n/a

Relationships

Affiliated with (20)

← NEXPOINT INSURANCE SOLUTIONS, L.P.Registered adviserother investment adviser, common control
factForm ADV
← NEXANNUITY ASSET MANAGEMENT, L.P.Registered adviserother investment adviser, common control
factForm ADV
← NEXADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← NEXPOINT ASSET MANAGEMENT, L.P.Registered adviserother investment adviser, common control
factForm ADV
← NEXPOINT ADVISORS, L.P.Registered adviserother investment adviser, common control
factForm ADV
← NEXPOINT REAL ESTATE ADVISORS VII, L.P.Registered adviserother investment adviser, common control
factForm ADV
← NEXPOINT REAL ESTATE ADVISORS X, L.P.Registered adviserother investment adviser, common control
factForm ADV
← NEXBANK WEALTH ADVISORSRegistered adviserother investment adviser, common control
factForm ADV
← FALCON E & P OPPORTUNITIES GP, LLCRegistered adviserother investment adviser, common control
factForm ADV
← GRANITE BAY ADVISORS, L.P.Registered adviserother investment adviser, common control
factForm ADV
← NEXPOINT REAL ESTATE ADVISORS II, L.P.Registered adviserother investment adviser, common control
factForm ADV
← HIGHLAND CAPITAL HEALTHCARE ADVISORS, L.P.Registered adviserother investment adviser, common control
factForm ADV
→ HIGHLAND CAPITAL MANAGEMENT, L.P.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ NEXBANK WEALTH ADVISORSRegistered adviserbroker-dealer, investment company, common control
factForm ADV
→ NEXPOINT ASSET MANAGEMENT, L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
→ ACIS CAPITAL MANAGEMENT, L.P.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ HIGHLAND CAPITAL HEALTHCARE ADVISORS, L.P.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ GRANITE BAY ADVISORS, L.P.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ FALCON E & P OPPORTUNITIES GP, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ NEXPOINT ADVISORS, L.P.Registered adviserother investment adviser, bank, control, common control
factForm ADV

Controls (9)

← NEXPOINT ADVISORS, L.P.OwnerLIMITED PARTNER, ownership code E, domestic entity
Nov 6, 2014 to presentfactForm ADV
← DONDERO, JAMES, DAVIDOwnerMEMBER, ownership code E, individual
Nov 6, 2014 to presentfactForm ADV
← ELLINGTON, SCOTT, BYRONOwnerGENERAL COUNSEL AND SECRETARY, ownership code NA, individual
Nov 6, 2014 to presentfactForm ADV
← MITTS, BRIAN, DALEOwnerCHIEF FINANCIAL OFFICER AND EXECUTIVE VP FINANCE, ownership code NA, individual
Nov 6, 2014 to presentfactForm ADV
← MCGRANER, MATTHEW, RYANOwnerCHIEF OPERATING OFFICER AND EXECUTIVE VP INVESTMENTS, ownership code NA, individual
Nov 6, 2014 to presentfactForm ADV
← DONDERO, NANCY, MARIEOwnerTRUSTEE FOR THE DUGABOY INVESTMENT TRUST, ownership code F, individual
Oct 19, 2015 to presentfactForm ADV
← NEXPOINT ADVISORS GP, LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Nov 6, 2014 to presentfactForm ADV
← NEXPOINT REAL ESTATE ADVISORS GP, LLCOwnerGENERAL PARTNER, ownership code NA, domestic entity
Nov 6, 2014 to presentfactForm ADV
← THE DUGABOY INVESTMENT TRUSTOwnerLIMITED PARTNER, ownership code E, domestic entity
Nov 6, 2014 to presentfactForm ADV

Owns (1)

← SURGENT, THOMAS, JOSEPHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 6, 2014 to presentfactForm ADV

Registered with (1)

← JAMES DAVID DONDEROAdvisorregistration: previous registration
Dec 22, 2014 to Jul 8, 2016factForm ADV

Dated events

Occurred
Nov 6, 2014
First Form ADV filing
Nexpoint Real Estate Advisors, L.P. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b5ab19eb-94a9-74ff-e34c-15266b7c2906
First observed: Nov 6, 2014
Last observed: Mar 29, 2016 127 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NEXPOINT REAL ESTATE ADVISORS, L.P.

CRD 173200

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b5ab19eb-94a9-74ff-e34c-15266b7c2906

Data as of Mar 29, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:08 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DONDERO, JAMES, DAVID

Member

yes

03/2012

Nov 6, 2014

Mar 29, 2016

DONDERO, JAMES, DAVID

President

yes

09/2014

Nov 6, 2014

Mar 29, 2016

DONDERO, NANCY, MARIE

TRUSTEE FOR THE DUGABOY INVESTMENT TRUST

yes

10/2015

Oct 19, 2015

Mar 29, 2016

ELLINGTON, SCOTT, BYRON

GENERAL COUNSEL AND SECRETARY

yes

09/2014

Nov 6, 2014

Mar 29, 2016

MCGRANER, MATTHEW, RYAN

CHIEF OPERATING OFFICER AND EXECUTIVE VP INVESTMENTS

yes

09/2014

Nov 6, 2014

Mar 29, 2016

MITTS, BRIAN, DALE

CHIEF FINANCIAL OFFICER AND EXECUTIVE VP FINANCE

yes

09/2014

Nov 6, 2014

Mar 29, 2016

NEXPOINT ADVISORS GP, LLC

GENERAL PARTNER

yes

03/2012

Nov 6, 2014

Mar 29, 2016

NEXPOINT ADVISORS, L.P.

LIMITED PARTNER

yes

09/2014

Nov 6, 2014

Mar 29, 2016

NEXPOINT ADVISORS, L.P.

Member

yes

03/2012

Nov 6, 2014

Mar 29, 2016

NEXPOINT REAL ESTATE ADVISORS GP, LLC

GENERAL PARTNER

yes

09/2014

Nov 6, 2014

Mar 29, 2016

THE DUGABOY INVESTMENT TRUST

LIMITED PARTNER

yes

03/2012

Nov 6, 2014

Mar 29, 2016

SURGENT, THOMAS, JOSEPH

CHIEF COMPLIANCE OFFICER

09/2014

Nov 6, 2014

Mar 29, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P.

n/a

Asset manager

$2.8B

yes

n/a

NEXPOINT ADVISORS, L.P.

n/a

Asset manager

$131M

yes

n/a

HIGHLAND CAPITAL MANAGEMENT, L.P.

n/a

Former SEC adviser

$127M

yes

n/a

FALCON E & P OPPORTUNITIES GP, LLC

n/a

Former SEC adviser

$74.1M

yes

n/a

HIGHLAND CAPITAL HEALTHCARE ADVISORS, L.P.

n/a

Former SEC adviser

$26.0M

yes

n/a

GRANITE BAY ADVISORS, L.P.

n/a

Former SEC adviser

$12.1M

yes

n/a

ACIS CAPITAL MANAGEMENT, L.P.

n/a

Former SEC adviser

$2.8M

yes

n/a

NEXBANK SECURITIES INC

n/a

Former SEC adviser

$882,487

yes

n/a

ACIS CLO OPPORTUNITY FUNDS GP, LLC

n/a

yes

n/a

ACIS CLO VALUE FUND II GP, LLC

n/a

yes

n/a

ACIS FUNDING GP, LTD.

n/a

yes

n/a

BANDERA STRATEGIC CREDIT PARTNERS I GP, LLC

n/a

yes

n/a

BANDERA STRATEGIC CREDIT PARTNERS I SLP GP, LLC

n/a

yes

n/a

GOVERNANCE RE, LTD

n/a

yes

n/a

GRANITE BAY LONG/SHORT CREDIT GP, LLC

n/a

yes

n/a

HIGHLAND CAPITAL FUNDS DISTRIBUTOR, INC.

n/a

yes

n/a

HIGHLAND CAPITAL HEALTHCARE PARTNERS GP, LLC

n/a

yes

n/a

HIGHLAND CAPITAL LOAN GP, LLC

n/a

yes

n/a

HIGHLAND CRUSADER FUND GP, L.P.

n/a

yes

n/a

HIGHLAND GENERAL PARTNER, L.P.

n/a

yes

n/a

HIGHLAND MERGER ARBITRAGE FUND GP, LLC

n/a

yes

n/a

HIGHLAND MULTI STRATEGY CREDIT FUND GP, L.P.

n/a

yes

n/a

HIGHLAND RESTORATION CAPITAL PARTNERS GP, LLC

n/a

yes

n/a

NEXBANK SSB

n/a

yes

n/a

NEXBANK TITLE, INC.

n/a

yes

n/a

NEXPOINT HOSPITALITY TRUST, INC.

n/a

yes

n/a

NEXPOINT MULTI FAMILY REALTY TRUST, INC.

n/a

yes

n/a

NEXPOINT RE FINANCE ADVISOR GP, LLC

n/a

yes

n/a

NEXPOINT REAL ESTATE ADVISORS GP, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 29, 2016

$976M

n/a

2014

Mar 30, 2015

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$976M

n/a