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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

HIGHLAND CAPITAL HEALTHCARE ADVISORS, L.P.

CRD 153325

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cc79e603-4dc6-62f8-a767-977fba941954

Data as of Mar 31, 2017 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Mar 31, 2017
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $26.0MItem 5.F on the latest filing (2017-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $26.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees: 0
Accounts: 2
SEC number: 801-71215
CRD: 153325
Filings on the tape: 12
First filed: Mar 29, 2012
Latest filed: Mar 31, 2017
Organised: Limited Partnership, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
HIGHLAND CAPITAL HEALTHCARE PARTNERS (MASTER), L.P.	Hedge Fund	$0	Jun 28, 2016	0	Mar 29, 2012	reported	021-96200

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DONDERO, JAMES, DAVID	President	Na	yes	05/2010	Mar 29, 2012	Mar 31, 2017
DONDERO, JAMES, DAVID	DIRECTOR/SHAREHOLDER	E	yes	12/2000	Mar 29, 2012	Mar 31, 2017
HIGHLAND CAPITAL HEALTHCARE ADVISORS GP, LLC	GENERAL PARTNER	Na	yes	02/2010	Feb 27, 2014	Mar 31, 2017
HIGHLAND CAPITAL MANAGEMENT SERVICES, INC.	LIMITED PARTNER	E	yes	02/2010	Mar 29, 2012	Mar 31, 2017
HIGHLAND CAPITAL MANAGEMENT SERVICES, INC.	Member	E	yes	02/2010	Mar 29, 2012	Mar 31, 2017
OKADA, MARK, KIYOSHI	VICE PRESIDENT	Na	yes	05/2010	Mar 29, 2012	Mar 31, 2017
OKADA, MARK, KIYOSHI	DIRECTOR/SHAREHOLDER	C	yes	12/2000	Mar 29, 2012	Mar 31, 2017
WATERHOUSE, FRANK, GEORGE	Treasurer	Na	yes	07/2012	Mar 30, 2016	Mar 31, 2017
POST, ROBERT, JASON	CHIEF COMPLIANCE OFFICER	Na	no	06/2016	Jun 28, 2016	Mar 31, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P.	n/a	Asset manager	$2.8B	N	yes	n/a
NEXPOINT REAL ESTATE ADVISORS, L.P.	n/a	Former SEC adviser	$976M	N	yes	n/a
NEXPOINT ADVISORS, L.P.	n/a	Asset manager	$131M	N	yes	n/a
HIGHLAND CAPITAL MANAGEMENT, L.P.	n/a	Former SEC adviser	$127M	N	yes	n/a
FALCON E & P OPPORTUNITIES GP, LLC	n/a	Former SEC adviser	$74.1M	N	yes	n/a
GRANITE BAY ADVISORS, L.P.	n/a	Former SEC adviser	$12.1M	N	yes	n/a
ACIS CAPITAL MANAGEMENT, L.P.	n/a	Former SEC adviser	$2.8M	N	yes	n/a
NEXBANK SECURITIES INC	n/a	Former SEC adviser	$882,487	N	yes	n/a
ACIS CLO MANAGEMENT GP, LLC	n/a	n/a	n/a	N	yes	n/a
ACIS CLO OPPORTUNITY FUNDS GP, LLC	n/a	n/a	n/a	N	yes	n/a
ACIS FUNDING GP, LTD.	n/a	n/a	n/a	N	yes	n/a
BANDERA STRATEGIC CREDIT PARTNERS I GP, LLC	n/a	n/a	n/a	N	yes	n/a
BANDERA STRATEGIC CREDIT PARTNERS I SLP GP, LLC	n/a	n/a	n/a	N	yes	n/a
GOVERNANCE RE, LTD	n/a	n/a	n/a	N	yes	n/a
GRANITE BAY LONG/SHORT CREDIT GP, LLC	n/a	n/a	n/a	N	yes	n/a
HIGHLAND CAPITAL FUNDS DISTRIBUTOR, INC.	n/a	n/a	n/a	N	yes	n/a
HIGHLAND CAPITAL HEALTHCARE PARTNERS GP, LLC	n/a	n/a	n/a	N	yes	n/a
HIGHLAND CAPITAL LOAN GP, LLC	n/a	n/a	n/a	N	yes	n/a
HIGHLAND CAPITAL MANAGEMENT KOREA LIMITED	n/a	n/a	n/a	N	yes	n/a
HIGHLAND GEMINI PROGRAM GP, LLC	n/a	n/a	n/a	N	yes	n/a
HIGHLAND GENERAL PARTNER, L.P.	n/a	n/a	n/a	N	yes	n/a
HIGHLAND MERGER ARBITRAGE FUND GP, LLC	n/a	n/a	n/a	N	yes	n/a
HIGHLAND MULTI STRATEGY CREDIT FUND GP, L.P.	n/a	n/a	n/a	N	yes	n/a
HIGHLAND RESTORATION CAPITAL PARTNERS GP, LLC	n/a	n/a	n/a	N	yes	n/a
NEXBANK SSB	n/a	n/a	n/a	N	yes	TX
NEXBANK TITLE, INC.	n/a	n/a	n/a	N	yes	n/a
NEXPOINT HOSPITALITY TRUST, INC.	n/a	n/a	n/a	N	yes	n/a
NEXPOINT MULTI FAMILY REALTY TRUST, INC.	n/a	n/a	n/a	N	yes	n/a
NEXPOINT RE FINANCE ADVISOR GP, LLC	n/a	n/a	n/a	N	yes	n/a
NEXPOINT REAL ESTATE ADVISORS GP, LLC	n/a	n/a	n/a	N	yes	n/a
SUNBRIDGE GP, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 31, 2017	$26.0M	$26.0M	1	0	n/a	n/a	n/a
2015	Mar 30, 2016	$48.8M	$48.8M	0	0	n/a	1	$0
2014	Mar 31, 2015	$647M	$647M	3	3	n/a	1	$13.7M
2013	Mar 31, 2014	$126M	$126M	3	3	n/a	1	$13.2M
2012	Apr 1, 2013	$66.9M	$66.9M	3	3	n/a	1	$16.6M
2011	Mar 29, 2012	$81.0M	$81.0M	n/a	n/a	n/a	1	$7.2M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$26.0M	$48.8M	-46.7%	$126M	-40.9%	1	0	n/a	n/a

Relationships

Affiliated with (13)

← FALCON E & P OPPORTUNITIES GP, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← GRANITE BAY ADVISORS, L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
← NEXPOINT REAL ESTATE ADVISORS II, L.P.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ HIGHLAND CAPITAL MANAGEMENT, L.P.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ NEXBANK WEALTH ADVISORSRegistered adviserbroker-dealer, investment company, common control
factForm ADV
→ NEXPOINT ASSET MANAGEMENT, L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
→ ACIS CAPITAL MANAGEMENT, L.P.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ GRANITE BAY ADVISORS, L.P.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ FALCON E & P OPPORTUNITIES GP, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ NEXPOINT ADVISORS, L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
→ NEXPOINT REAL ESTATE ADVISORS, L.P.Registered adviserother investment adviser, common control
factForm ADV
← NEXPOINT REAL ESTATE ADVISORS, L.P.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← TUNSTALL CAPITAL MANAGEMENT, L.P.Registered adviserother investment adviser, common control
factForm ADV

Controls (5)

← DONDERO, JAMES, DAVIDOwnerDIRECTOR/SHAREHOLDER, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV
← OKADA, MARK, KIYOSHIOwnerDIRECTOR/SHAREHOLDER, ownership code C, individual
Mar 29, 2012 to presentfactForm ADV
← WATERHOUSE, FRANK, GEORGEOwnerTREASURER, ownership code NA, individual
Mar 30, 2016 to presentfactForm ADV
← HIGHLAND CAPITAL HEALTHCARE ADVISORS GP, LLCOwnerGENERAL PARTNER, ownership code NA, domestic entity
Feb 27, 2014 to presentfactForm ADV
← HIGHLAND CAPITAL MANAGEMENT SERVICES, INC.OwnerMEMBER, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV

Owns (1)

← POST, ROBERT, JASONOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 28, 2016 to presentfactForm ADV

Advises (1)

→ HIGHLAND CAPITAL HEALTHCARE PARTNERS (MASTER), L.P.Private fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV

Registered with (1)

← JAMES DAVID DONDEROAdvisorregistration: previous registration
May 24, 2011 to Feb 6, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cc79e603-4dc6-62f8-a767-977fba941954
First observed: Mar 29, 2012
Last observed: Mar 31, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HIGHLAND CAPITAL HEALTHCARE ADVISORS, L.P.

CRD 153325

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cc79e603-4dc6-62f8-a767-977fba941954

Data as of Mar 31, 2017 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:41 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

HIGHLAND CAPITAL HEALTHCARE PARTNERS (MASTER), L.P.

Hedge Fund

Jun 28, 2016

Mar 29, 2012

reported

021-96200

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DONDERO, JAMES, DAVID

President

yes

05/2010

Mar 29, 2012

Mar 31, 2017

DONDERO, JAMES, DAVID

DIRECTOR/SHAREHOLDER

yes

12/2000

Mar 29, 2012

Mar 31, 2017

HIGHLAND CAPITAL HEALTHCARE ADVISORS GP, LLC

GENERAL PARTNER

yes

02/2010

Feb 27, 2014

Mar 31, 2017

HIGHLAND CAPITAL MANAGEMENT SERVICES, INC.

LIMITED PARTNER

yes

02/2010

Mar 29, 2012

Mar 31, 2017

HIGHLAND CAPITAL MANAGEMENT SERVICES, INC.

Member

yes

02/2010

Mar 29, 2012

Mar 31, 2017

OKADA, MARK, KIYOSHI

VICE PRESIDENT

yes

05/2010

Mar 29, 2012

Mar 31, 2017

OKADA, MARK, KIYOSHI

DIRECTOR/SHAREHOLDER

yes

12/2000

Mar 29, 2012

Mar 31, 2017

WATERHOUSE, FRANK, GEORGE

Treasurer

yes

07/2012

Mar 30, 2016

Mar 31, 2017

POST, ROBERT, JASON

CHIEF COMPLIANCE OFFICER

06/2016

Jun 28, 2016

Mar 31, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P.

n/a

Asset manager

$2.8B

yes

n/a

NEXPOINT REAL ESTATE ADVISORS, L.P.

n/a

Former SEC adviser

$976M

yes

n/a

NEXPOINT ADVISORS, L.P.

n/a

Asset manager

$131M

yes

n/a

HIGHLAND CAPITAL MANAGEMENT, L.P.

n/a

Former SEC adviser

$127M

yes

n/a

FALCON E & P OPPORTUNITIES GP, LLC

n/a

Former SEC adviser

$74.1M

yes

n/a

GRANITE BAY ADVISORS, L.P.

n/a

Former SEC adviser

$12.1M

yes

n/a

ACIS CAPITAL MANAGEMENT, L.P.

n/a

Former SEC adviser

$2.8M

yes

n/a

NEXBANK SECURITIES INC

n/a

Former SEC adviser

$882,487

yes

n/a

ACIS CLO MANAGEMENT GP, LLC

n/a

yes

n/a

ACIS CLO OPPORTUNITY FUNDS GP, LLC

n/a

yes

n/a

ACIS FUNDING GP, LTD.

n/a

yes

n/a

BANDERA STRATEGIC CREDIT PARTNERS I GP, LLC

n/a

yes

n/a

BANDERA STRATEGIC CREDIT PARTNERS I SLP GP, LLC

n/a

yes

n/a

GOVERNANCE RE, LTD

n/a

yes

n/a

GRANITE BAY LONG/SHORT CREDIT GP, LLC

n/a

yes

n/a

HIGHLAND CAPITAL FUNDS DISTRIBUTOR, INC.

n/a

yes

n/a

HIGHLAND CAPITAL HEALTHCARE PARTNERS GP, LLC

n/a

yes

n/a

HIGHLAND CAPITAL LOAN GP, LLC

n/a

yes

n/a

HIGHLAND CAPITAL MANAGEMENT KOREA LIMITED

n/a

yes

n/a

HIGHLAND GEMINI PROGRAM GP, LLC

n/a

yes

n/a

HIGHLAND GENERAL PARTNER, L.P.

n/a

yes

n/a

HIGHLAND MERGER ARBITRAGE FUND GP, LLC

n/a

yes

n/a

HIGHLAND MULTI STRATEGY CREDIT FUND GP, L.P.

n/a

yes

n/a

HIGHLAND RESTORATION CAPITAL PARTNERS GP, LLC

n/a

yes

n/a

NEXBANK SSB

n/a

yes

NEXBANK TITLE, INC.

n/a

yes

n/a

NEXPOINT HOSPITALITY TRUST, INC.

n/a

yes

n/a

NEXPOINT MULTI FAMILY REALTY TRUST, INC.

n/a

yes

n/a

NEXPOINT RE FINANCE ADVISOR GP, LLC

n/a

yes

n/a

NEXPOINT REAL ESTATE ADVISORS GP, LLC

n/a

yes

n/a

SUNBRIDGE GP, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 31, 2017

$26.0M

n/a

2015

Mar 30, 2016

$48.8M

n/a

2014

Mar 31, 2015

$647M

n/a

$13.7M

2013

Mar 31, 2014

$126M

n/a

$13.2M

2012

Apr 1, 2013

$66.9M

n/a

$16.6M

2011

Mar 29, 2012

$81.0M

n/a

$7.2M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$26.0M

$48.8M

-46.7%

$126M

-40.9%

n/a