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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

FALCON E & P OPPORTUNITIES GP, LLC

CRD 161514

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d7b3ba54-0c9b-2c80-cbda-a10c87c88e0e

Data as of Mar 30, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 35
Dated events: 0
On other graphs: 1
Observed: Feb 14, 2012 to Mar 30, 2019
21 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Falcon E & P Opportunities GP, LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $74.1MItem 5.F on the latest filing (2019-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $74.1M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
Individual clients: 0
High net worth clients: 0
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $57.1Mgross asset value as reported per fund; never fund size
Custody, client assets: $57.1M
SEC number: 801-73662
CRD: 161514
Filings on the tape: 21
First filed: Feb 14, 2012
Latest filed: Mar 30, 2019
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
FALCON E&P OPPORTUNITIES FUND, L.P.	Private Equity Fund	$25.3M	Mar 29, 2023	69	Feb 14, 2012	reported	021-146357

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRITAIN, WILLIAM, LANE	Member	Na	yes	02/2012	Feb 14, 2012	Mar 30, 2019
COUSSENS, AMANDA, NETHERY	CHIEF COMPLIANCE OFFICER	Na	yes	12/2017	Dec 22, 2017	Mar 30, 2019
DONDERO, JAMES, DAVID	Shareholder	E	yes	02/2011	Feb 14, 2012	Mar 30, 2019
EVANS, DOUGLAS, R	Member	C	yes	02/2012	Feb 14, 2012	Mar 30, 2019
EVANS, DOUGLAS, R	Member	Na	yes	02/2012	Feb 14, 2012	Mar 30, 2019
HCMS FALCON GP, LLC	Member	F	yes	02/2012	Feb 14, 2012	Mar 30, 2019
HCMS FALCON, LP	Member	D	yes	02/2012	Feb 14, 2012	Mar 30, 2019
HIGHLAND CAPITAL MANAGEMENT SERVICES, INC	Member	E	yes	02/2012	Feb 14, 2012	Mar 30, 2019
OKADA, MARK, KIYOSHI	Shareholder	C	yes	02/2011	Mar 31, 2014	Mar 30, 2019
PETROCAP MANAGEMENT COMPANY, LLC	LIMITED LIABILITY COMPANY	C	yes	02/2012	Feb 14, 2012	Mar 30, 2019
RINEHART, RICHARD, D	Member	Na	yes	02/2012	Feb 14, 2012	Mar 30, 2019
RINEHART, RICHARD, D	Member	C	yes	02/2012	Feb 14, 2012	Mar 30, 2019
SEARS, JOHN, RUSSELL	Member	Na	yes	02/2012	Feb 14, 2012	Mar 30, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P.	n/a	Asset manager	$2.8B	N	yes	n/a
NEXPOINT REAL ESTATE ADVISORS, L.P.	n/a	Former SEC adviser	$976M	N	yes	n/a
PETROCAP, LLC	n/a	Asset manager	$949M	N	yes	n/a
NEXPOINT ADVISORS, L.P.	n/a	Asset manager	$131M	N	yes	n/a
HIGHLAND CAPITAL MANAGEMENT, L.P.	n/a	Former SEC adviser	$127M	Y	yes	n/a
HIGHLAND CAPITAL HEALTHCARE ADVISORS, L.P.	n/a	Former SEC adviser	$26.0M	N	yes	n/a
GRANITE BAY ADVISORS, L.P.	n/a	Former SEC adviser	$12.1M	N	yes	n/a
ACIS CAPITAL MANAGEMENT, L.P.	n/a	Former SEC adviser	$2.8M	N	yes	n/a
NEXBANK SECURITIES, INC.	n/a	Former SEC adviser	$882,487	N	yes	n/a
ACIS CLO MANAGEMENT GP, LLC	n/a	n/a	n/a	N	yes	n/a
ACIS CLO OPPORTUNITY FUNDS GP, LLC	n/a	n/a	n/a	N	yes	n/a
ACIS CLO VALUE FUND II GP, LLC	n/a	n/a	n/a	N	yes	n/a
ACIS FUNDING GP, LTD.	n/a	n/a	n/a	N	yes	n/a
GOVERNANCE RE, LTD	n/a	n/a	n/a	N	yes	n/a
GRANITE BAY LONG/SHORT CREDIT GP, LLC	n/a	n/a	n/a	N	yes	n/a
HIGHLAND CAPITAL LOAN GP, LLC	n/a	n/a	n/a	N	yes	n/a
HIGHLAND CAPITAL MANAGEMENT KOREA LIMITED	n/a	n/a	n/a	N	no	n/a
HIGHLAND GENERAL PARTNER, L.P.	n/a	n/a	n/a	N	yes	n/a
HIGHLAND MULTI STRATEGY CREDIT FUND GP, L.P.	n/a	n/a	n/a	N	yes	n/a
HIGHLAND RESTORATION CAPITAL PARTNERS GP, LLC	n/a	n/a	n/a	N	yes	n/a
NEXBANK TITLE, INC.	n/a	n/a	n/a	N	yes	n/a
NEXPOINT HOSPITALITY TRUST, INC.	n/a	n/a	n/a	N	yes	n/a
NEXPOINT MULTI FAMILY CAPITAL TRUST, INC.	n/a	n/a	n/a	N	yes	n/a
NEXPOINT RE FINANCE ADVISOR GP, LLC	n/a	n/a	n/a	N	yes	n/a
NEXPOINT REAL ESTATE ADVISORS GP, LLC	n/a	n/a	n/a	N	yes	n/a
NEXPOINT SECURITIES, INC.	n/a	n/a	n/a	N	yes	n/a
PETROCAP PARTNERS II GP, LLC	n/a	n/a	n/a	N	yes	n/a
SUNBRIDGE GP, LLC	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 30, 2019	$74.1M	$74.1M	0	0	0	1	$57.1M
2017	Mar 30, 2018	$92.9M	$92.9M	0	0	0	1	$75.8M
2016	Feb 7, 2017	$259M	$259M	0	0	n/a	1	$58.5M
2015	Jan 25, 2016	$163M	$163M	0	0	n/a	1	$108M
2014	Mar 30, 2015	$113M	$113M	13	7	n/a	1	$113M
2013	Mar 31, 2014	$155M	$155M	10	7	n/a	1	$155M
2012	Apr 1, 2013	$166M	$166M	10	6	n/a	1	$166M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$74.1M	$92.9M	-20.2%	$163M	-23.1%	0	0	0	0

Relationships

Affiliated with (20)

← NEXADVISORS, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← NEXPOINT ASSET MANAGEMENT, L.P.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← NEXPOINT ADVISORS, L.P.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← NEXPOINT REAL ESTATE ADVISORS VII, L.P.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← NEXPOINT REAL ESTATE ADVISORS X, L.P.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← NEXBANK WEALTH ADVISORSRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ HIGHLAND CAPITAL MANAGEMENT, L.P.Registered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
→ NEXBANK WEALTH ADVISORSRegistered adviserother investment adviser, broker-dealer, investment company, common control
factForm ADV
→ NEXPOINT ASSET MANAGEMENT, L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
→ ACIS CAPITAL MANAGEMENT, L.P.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ HIGHLAND CAPITAL HEALTHCARE ADVISORS, L.P.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ GRANITE BAY ADVISORS, L.P.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ NEXPOINT ADVISORS, L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
→ PETROCAP, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ NEXPOINT REAL ESTATE ADVISORS, L.P.Registered adviserother investment adviser, common control
factForm ADV
← GRANITE BAY ADVISORS, L.P.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← NEXPOINT REAL ESTATE ADVISORS II, L.P.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← HIGHLAND CAPITAL HEALTHCARE ADVISORS, L.P.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← NEXPOINT REAL ESTATE ADVISORS, L.P.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← TUNSTALL CAPITAL MANAGEMENT, L.P.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Advises (1)

→ FALCON E&P OPPORTUNITIES FUND, L.P.Private fundPrivate Equity Fund, ERA
Feb 14, 2012 to presentfactForm ADV

Controls (11)

← SEARS, JOHN, RUSSELLOwnerMEMBER, ownership code NA, individual
Feb 14, 2012 to presentfactForm ADV
← DONDERO, JAMES, DAVIDOwnerSHAREHOLDER, ownership code E, individual
Feb 14, 2012 to presentfactForm ADV
← OKADA, MARK, KIYOSHIOwnerSHAREHOLDER, ownership code C, individual
Mar 31, 2014 to presentfactForm ADV
← BRITAIN, WILLIAM, LANEOwnerMEMBER, ownership code NA, individual
Feb 14, 2012 to presentfactForm ADV
← COUSSENS, AMANDA, NETHERYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 22, 2017 to presentfactForm ADV
← EVANS, DOUGLAS, ROwnerMEMBER, ownership code C, individual
Feb 14, 2012 to presentfactForm ADV
← RINEHART, RICHARD, DOwnerMEMBER, ownership code C, individual
Feb 14, 2012 to presentfactForm ADV
← HCMS FALCON GP, LLCOwnerMEMBER, ownership code F, domestic entity
Feb 14, 2012 to presentfactForm ADV
← HCMS FALCON, LPOwnerMEMBER, ownership code D, domestic entity
Feb 14, 2012 to presentfactForm ADV
← HIGHLAND CAPITAL MANAGEMENT SERVICES, INCOwnerMEMBER, ownership code E, domestic entity
Feb 14, 2012 to presentfactForm ADV
← PETROCAP MANAGEMENT COMPANY, LLCOwnerLIMITED LIABILITY COMPANY, ownership code C, domestic entity
Feb 14, 2012 to presentfactForm ADV

Registered with (1)

← WILLIAM LANE BRITAINAdvisorregistration: previous registration
Mar 30, 2012 to Dec 31, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d7b3ba54-0c9b-2c80-cbda-a10c87c88e0e
First observed: Feb 14, 2012
Last observed: Mar 30, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FALCON E & P OPPORTUNITIES GP, LLC

CRD 161514

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d7b3ba54-0c9b-2c80-cbda-a10c87c88e0e

Data as of Mar 30, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:20 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

FALCON E&P OPPORTUNITIES FUND, L.P.

Private Equity Fund

$25.3M

Mar 29, 2023

Feb 14, 2012

reported

021-146357

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRITAIN, WILLIAM, LANE

Member

yes

02/2012

Feb 14, 2012

Mar 30, 2019

COUSSENS, AMANDA, NETHERY

CHIEF COMPLIANCE OFFICER

yes

12/2017

Dec 22, 2017

Mar 30, 2019

DONDERO, JAMES, DAVID

Shareholder

yes

02/2011

Feb 14, 2012

Mar 30, 2019

EVANS, DOUGLAS, R

Member

yes

02/2012

Feb 14, 2012

Mar 30, 2019

EVANS, DOUGLAS, R

Member

yes

02/2012

Feb 14, 2012

Mar 30, 2019

HCMS FALCON GP, LLC

Member

yes

02/2012

Feb 14, 2012

Mar 30, 2019

HCMS FALCON, LP

Member

yes

02/2012

Feb 14, 2012

Mar 30, 2019

HIGHLAND CAPITAL MANAGEMENT SERVICES, INC

Member

yes

02/2012

Feb 14, 2012

Mar 30, 2019

OKADA, MARK, KIYOSHI

Shareholder

yes

02/2011

Mar 31, 2014

Mar 30, 2019

PETROCAP MANAGEMENT COMPANY, LLC

LIMITED LIABILITY COMPANY

yes

02/2012

Feb 14, 2012

Mar 30, 2019

RINEHART, RICHARD, D

Member

yes

02/2012

Feb 14, 2012

Mar 30, 2019

RINEHART, RICHARD, D

Member

yes

02/2012

Feb 14, 2012

Mar 30, 2019

SEARS, JOHN, RUSSELL

Member

yes

02/2012

Feb 14, 2012

Mar 30, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P.

n/a

Asset manager

$2.8B

yes

n/a

NEXPOINT REAL ESTATE ADVISORS, L.P.

n/a

Former SEC adviser

$976M

yes

n/a

PETROCAP, LLC

n/a

Asset manager

$949M

yes

n/a

NEXPOINT ADVISORS, L.P.

n/a

Asset manager

$131M

yes

n/a

HIGHLAND CAPITAL MANAGEMENT, L.P.

n/a

Former SEC adviser

$127M

yes

n/a

HIGHLAND CAPITAL HEALTHCARE ADVISORS, L.P.

n/a

Former SEC adviser

$26.0M

yes

n/a

GRANITE BAY ADVISORS, L.P.

n/a

Former SEC adviser

$12.1M

yes

n/a

ACIS CAPITAL MANAGEMENT, L.P.

n/a

Former SEC adviser

$2.8M

yes

n/a

NEXBANK SECURITIES, INC.

n/a

Former SEC adviser

$882,487

yes

n/a

ACIS CLO MANAGEMENT GP, LLC

n/a

yes

n/a

ACIS CLO OPPORTUNITY FUNDS GP, LLC

n/a

yes

n/a

ACIS CLO VALUE FUND II GP, LLC

n/a

yes

n/a

ACIS FUNDING GP, LTD.

n/a

yes

n/a

GOVERNANCE RE, LTD

n/a

yes

n/a

GRANITE BAY LONG/SHORT CREDIT GP, LLC

n/a

yes

n/a

HIGHLAND CAPITAL LOAN GP, LLC

n/a

yes

n/a

HIGHLAND CAPITAL MANAGEMENT KOREA LIMITED

n/a

HIGHLAND GENERAL PARTNER, L.P.

n/a

yes

n/a

HIGHLAND MULTI STRATEGY CREDIT FUND GP, L.P.

n/a

yes

n/a

HIGHLAND RESTORATION CAPITAL PARTNERS GP, LLC

n/a

yes

n/a

NEXBANK TITLE, INC.

n/a

yes

n/a

NEXPOINT HOSPITALITY TRUST, INC.

n/a

yes

n/a

NEXPOINT MULTI FAMILY CAPITAL TRUST, INC.

n/a

yes

n/a

NEXPOINT RE FINANCE ADVISOR GP, LLC

n/a

yes

n/a

NEXPOINT REAL ESTATE ADVISORS GP, LLC

n/a

yes

n/a

NEXPOINT SECURITIES, INC.

n/a

yes

n/a

PETROCAP PARTNERS II GP, LLC

n/a

yes

n/a

SUNBRIDGE GP, LLC

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 30, 2019

$74.1M

$57.1M

2017

Mar 30, 2018

$92.9M

$75.8M

2016

Feb 7, 2017

$259M

n/a

$58.5M

2015

Jan 25, 2016

$163M

n/a

$108M

2014

Mar 30, 2015

$113M

n/a

$113M

2013

Mar 31, 2014

$155M

n/a

$155M

2012

Apr 1, 2013

$166M

n/a

$166M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$74.1M

$92.9M

-20.2%

$163M

-23.1%