DFX Intelligence

R•••••• M••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

R•••••• M••• T••••••

Advisor at G•••• V••••• A•••••• G••••• L••

BERWYN, PA | Boca Raton, FL

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Search this name across graphsid dfx:ria:13d15846-dbb1-7c21-a610-2031dc385579

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 11, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• V••••• A•••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 31, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• V••••• A•••••• G••••• L••	Independent wealth	May 5, 2022	n/a	yes	Boca Raton, FL\|BERWYN, PA	Current employment
G••••• F•••••••• G••••	Former SEC adviser	Apr 15, 2016	May 10, 2022	no	BOCA RATON, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• F•••••••• G••••	G•••• V••••• A•••••• G••••• L••	May 10, 2022	May 5, 2022	-5	Firm change	RIA to RIA
W•••• F•••• A•••••••	G••••• F•••••••• G••••	Apr 1, 2016	Apr 15, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
157037:123913:FL:2022-04-22	May 10, 2022	May 5, 2022	BOCA RATON, FL	Firm change
19616:157037:FL:2016-04-01	Apr 1, 2016	Apr 15, 2016	BOCA RATON, FL	Firm change

Relationships

Registered with (6)

→ G•••• V••••• A•••••• G••••• L••Registered adviserregistration: current employment
May 5, 2022 to presentfactForm ADV
→ G••••• F•••••••• G••••Registered adviserregistration: previous registration
Apr 15, 2016 to May 10, 2022factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 2, 2011 to Apr 1, 2016factForm ADV
→ M••••• S••••••

Dated events

Occurred
May 10, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:13d15846-dbb1-7c21-a610-2031dc385579
First observed: Oct 11, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.