RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• M••• T••••••
- G•••• V••••• A•••••• G••••• L•• independent RIA currentsince May 5, 2022 · Boca Raton, Fl
- G••••• F•••••••• G•••• formerApr 15, 2016 to May 10, 2022 · Boca Raton, Fl
- W•••• F•••• A••••••• wirehouseMay 2, 2011 to Apr 1, 2016 · Boca Raton, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to May 5, 2011 · Boca Raton, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 31, 2007 to Jun 1, 2009 · Boca Raton, Fl
- U•• F•••••••• S••••••• I••• wirehouseOct 11, 2005 to Aug 21, 2007 · Boca Raton, Fl
- G••••• F•••••••• G•••• to G•••• V••••• A•••••• G••••• L••left May 10, 2022, registered May 5, 2022 (-5 days) · RIA to RIA · moved with a team
- W•••• F•••• A••••••• to G••••• F•••••••• G••••left Apr 1, 2016, registered Apr 15, 2016 (14 days) · Other · moved with a team
- M••••• S•••••• to W•••• F•••• A•••••••left May 5, 2011, registered May 2, 2011 (-3 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to C•••••••• G••••• M•••••• I•••left Aug 21, 2007, registered Jul 31, 2007 (-21 days) · Other
- R•••••• M••• T•••••• left G••••• F•••••••• G•••• for G•••• V••••• A•••••• G••••• L•• (registered 2022-05-05)May 10, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address