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Advisor at ADVANCED FINANCIAL SERVICES
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADVANCED FINANCIAL SERVICES | State registered | Mar 21, 2012 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| ADVANCED FINANCIAL SERVICES | State registered | Mar 21, 2016 | Dec 31, 2020 | no | Scottsdale, AZ|SCOTTSDALE, AZ | Previous registration |
| AMERICAN INDEPENDENT SECURITIES GROUP, LLC | Independent wealth | May 9, 2012 | Dec 11, 2015 | no | EAGLE, ID|EAGLE, ID|SCOTTSDALE, AZ | Previous registration |
| SUNSET FINANCIAL SERVICES, INC. | Former SEC adviser | May 6, 2005 | Jan 6, 2012 | no | SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADVANCED FINANCIAL SERVICES | n/a | Dec 31, 2020 | n/a | n/a | Departure no registered destination | Departure |
| AMERICAN INDEPENDENT SECURITIES GROUP, LLC | ADVANCED FINANCIAL SERVICES | Dec 11, 2015 | Mar 21, 2016 | 101 | Firm change | Other |
| SUNSET FINANCIAL SERVICES, INC. | ADVANCED FINANCIAL SERVICES | Jan 6, 2012 | Mar 21, 2012 | 75 | Firm change | Other |