DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Legacies Wealth LLC
Latest filing May 29, 2026
First filing on the tape Feb 24, 2012 · 26 filings
SEC status approved since Jun 26, 2015
RAUM
$505M
reported, Item 5.F
Discretionary
82%
of RAUM
Private clients
99%
$498M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$126M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$505M as of May 29, 2026
Mar 22, 2019$94.9M then
HNW client RAUM$489M as of May 29, 2026
Mar 22, 2019$90.9M then
State-registered IARs (5.B.3)3 as of May 29, 2026
Mar 30, 20160 then
Employees (5.A)5 as of May 29, 2026
Mar 30, 20162 then
Private funds: no history
RAUM +21% over the last fiscal year+16% a year over threeIARs 3 to 3
Practice profile
derived from the filing of May 29, 2026; every figure names its basis
- RAUM per advisor
- $126MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 21derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $9.4MderivedHNW RAUM over HNW clients
- Average account
- $1.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 82%derivedof RAUM
- Institutional
- 1.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.1%derived
- Compensation
- percentage of assets, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$489M97%
- Individuals$8.7M1.7%
- Charitable organizations$7.2M1.4%
- Individual clients
- 32reported
- HNW clients
- 52reported
- Pension plan clients
- n/areported
- Charitable clients
- 3reported
- Accounts
- 298reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, commissionsreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Todd David WitcraftPersonal Financial Specialist | Minnetonka, Mn | Mar 1, 2018 | 36 y | 2 |
| Jose Asencion Cabrera | Minnetonka, Mn | Apr 2, 2022 | 13 y | 0 |
| Alex Gregory Wattermann | Minnetonka, Mn | Mar 5, 2024 | 11 y | 0 |
| John Witcraft | Minnetonka, Mn | May 29, 2026 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Kyle Jacob Kolb to Cresset Asset Management, LLCDec 7, 2022 · RIA to RIA
- Jennifer Ardella Enter Arps to Mra AssociatesOct 30, 2018 · RIA to RIA
Joined, latest
- Todd David Witcraft from Kestra Advisory Services, LLCMar 1, 2018 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- David Todd Witcraft · Chief Executive Officer, Treasurer, Ccocontrolsince 03/2018 · owns 25% to 50%
- Emmett Michael Dougherty · Trusteecontrolsince 04/2014 · owns 50% to 75% of Michael E. Dougherty Revocable Trust Dated March 27, 2006
- David Todd Witcraft · Membercontrolsince 01/2023 · owns 25% to 50% of 1119 Holdings LLC
- John Paul Dinzeo · Membersince 01/2023 · owns F of 1119 Holdings LLC
Entity owners
- 1119 Holdings LLC · Memberdirect · owns 25% to 50%
- Dougherty Financial Group LLC · Memberdirect · owns 50% to 75%
- Michael E. Dougherty Revocable Trust Dated March 27, 2006 · Memberindirect · owns 50% to 75% of Dougherty Financial Group LLC
Related persons
Schedule D 7.A
- Dougherty Tax And Accounting LLCinsurancen
- Dougherty Trust Company, LLCcustodiann
Advisers that list Legacies Wealth LLC as a related person
- 105370 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Minnetonka, Mn · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Business name · DOUGHERTY WEALTH ADVISERS LLC to LEGACIES WEALTH LLCFeb 25, 2026 to May 29, 2026
- HQ city · WAYZATA to MINNETONKAFeb 25, 2026 to May 29, 2026
- Legal name · DOUGHERTY WEALTH ADVISERS LLC to LEGACIES WEALTH LLCFeb 25, 2026 to May 29, 2026
- Accounts · 246 to 298Oct 23, 2025 to Feb 25, 2026
- Charity clients · 2 to 3Oct 23, 2025 to Feb 25, 2026
- HNW clients · 49 to 52Oct 23, 2025 to Feb 25, 2026
- Individual clients · 28 to 32Oct 23, 2025 to Feb 25, 2026
- Assets in custody · $60.0M to $9.0MOct 23, 2025 to Feb 25, 2026
- Employees · 4 to 5Oct 23, 2025 to Feb 25, 2026
- Discretionary RAUM · $347M to $413MOct 23, 2025 to Feb 25, 2026
- HNW RAUM · $408M to $489MOct 23, 2025 to Feb 25, 2026
- Individual RAUM · $7.1M to $8.7MOct 23, 2025 to Feb 25, 2026
- Non-discretionary RAUM · $70.7M to $92.0MOct 23, 2025 to Feb 25, 2026
- RAUM · $418M to $505MOct 23, 2025 to Feb 25, 2026
- Accounts · 204 to 246Mar 15, 2024 to Mar 6, 2025
- HNW clients · 57 to 49Mar 15, 2024 to Mar 6, 2025
- Individual clients · 20 to 28Mar 15, 2024 to Mar 6, 2025
- Assets in custody · $55.6M to $60.0MMar 15, 2024 to Mar 6, 2025
- Employees · 3 to 4Mar 15, 2024 to Mar 6, 2025
- Financial planning clients · 51-100 to 51-100Mar 15, 2024 to Mar 6, 2025
- Discretionary RAUM · $300M to $347MMar 15, 2024 to Mar 6, 2025
- HNW RAUM · $338M to $408MMar 15, 2024 to Mar 6, 2025
- Individual RAUM · $4.5M to $7.1MMar 15, 2024 to Mar 6, 2025
- Non-discretionary RAUM · $51.6M to $70.7MMar 15, 2024 to Mar 6, 2025
- RAUM · $352M to $418MMar 15, 2024 to Mar 6, 2025
- Accounts · 192 to 204Feb 21, 2023 to Mar 15, 2024
- Advisory employees · 2 to 3Feb 21, 2023 to Mar 15, 2024
- HNW clients · 49 to 57Feb 21, 2023 to Mar 15, 2024
- Assets in custody · $48.6M to $55.6MFeb 21, 2023 to Mar 15, 2024
- Employees · 4 to 3Feb 21, 2023 to Mar 15, 2024
- State-registered IARs · 1 to 3Feb 21, 2023 to Mar 15, 2024
- Discretionary RAUM · $266M to $300MFeb 21, 2023 to Mar 15, 2024
- HNW RAUM · $310M to $338MFeb 21, 2023 to Mar 15, 2024
- Individual RAUM · $4.1M to $4.5MFeb 21, 2023 to Mar 15, 2024
- Non-discretionary RAUM · $57.9M to $51.6MFeb 21, 2023 to Mar 15, 2024
- RAUM · $324M to $352MFeb 21, 2023 to Mar 15, 2024
- Accounts · 157 to 192Apr 6, 2022 to Feb 21, 2023
- Advisory employees · 3 to 2Apr 6, 2022 to Feb 21, 2023
- HNW clients · 46 to 49Apr 6, 2022 to Feb 21, 2023
- Individual clients · 13 to 20Apr 6, 2022 to Feb 21, 2023
Signals
3 dated events
- Kyle Jacob Kolb left Legacies Wealth Llc for Cresset Asset Management, Llc (registered 2023-03-17)Dec 7, 2022 · Advisor changed firm · fact
- Legacies Wealth Llc reported RAUM $236.5M, up 112% from $111.5M (2020-06-19 to 2020-07-17)Jul 17, 2020 · RAUM change · derived
- Dougherty Wealth Advisers Llc filed its initial SEC registration (Form ADV)May 29, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@legacies-wealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- creinke@legacies-wealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- kbackes@legacies-wealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- kbowar@legacies-wealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- kkimsal@legacies-wealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- kmauch@legacies-wealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- oengstrand@legacies-wealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- pdinzeo@legacies-wealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- sriegert@legacies-wealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- bwitcraft@legacies-wealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- cwitcraft@legacies-wealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- dlochner@legacies-wealth.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $126Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026