DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P••••••
SHELTON, CT | MELBOURNE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••• | P•••••• | Mar 4, 2024 | Feb 3, 2026 | 701 | Firm change after gap | RIA to RIA |
| V••••••• A•••••••• I••• | F•••• | Aug 6, 2021 | Aug 3, 2021 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 106715:285961:NC:2021-08-05 | Aug 6, 2021 | Aug 3, 2021 | CHARLOTTE, NC | Firm change |
| V••••••• A•••••••• I••• | Bd affiliated wealth | Apr 7, 2016 | Aug 6, 2021 | no | Charlotte, NC | Previous registration |
| T•••••• E••••••••• • P••••••••• I••• | Institutional manager | Jun 15, 2010 | May 24, 2011 | no | LEXINGTON, KY | Previous registration |
| N••••••••• M••••• I••••••••• S••••••••• | No RAUM reported | Dec 23, 2008 | Jan 29, 2010 | no | LEXINGTON, KY | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Mar 19, 2003 | Dec 13, 2004 | no | LEXINGTON, KY | Previous registration |
| Firm change |
| Ibd to RIA |
| T•••••• E••••••••• • P••••••••• I••• | V••••••• A•••••••• I••• | May 24, 2011 | Apr 7, 2016 | 1,780 | Firm change after gap | Other |
| N••••••••• M••••• I••••••••• S••••••••• | T•••••• E••••••••• • P••••••••• I••• | Jan 29, 2010 | Jun 15, 2010 | 137 | Firm change | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | N••••••••• M••••• I••••••••• S••••••••• | Dec 13, 2004 | Dec 23, 2008 | 1,471 | Firm change after gap | Other |