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J••• A••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

J••• A••••• M•••••••

Advisor at A••••••••• I••••••••• S•••••••• I•••

ST. PAUL, MN | GREEN BAY, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:13f8047c-5d97-4f9d-b2ae-e91bd97f8a2f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 22, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• I••••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• I••••••••• S•••••••• I•••	Independent wealth	Jul 25, 2025	n/a	yes	ST. PAUL, MN\|GREEN BAY, WI	Current employment
F••••••• P••••••• A•• W•••••••• A•••••••	Former SEC adviser	Aug 6, 2021	Sep 12, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• P••••••• A•• W•••••••• A•••••••	A••••••••• I••••••••• S•••••••• I•••	Sep 12, 2023	Jul 25, 2025	682	Firm change after gap	Ibd to RIA
B••••••• I••••••••• S•••••••• I••• •••••	F••••••• P••••••• A•• W•••••••• A•••••••	Jun 14, 2021

Relationships

Registered with (5)

→ A••••••••• I••••••••• S•••••••• I•••Registered adviserregistration: current employment
Jul 25, 2025 to presentfactForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Aug 6, 2021 to Sep 12, 2023factForm ADV
→ B••••••• I••••••••• S•••••••• I••• •••••Registered adviserregistration: previous registration
Aug 9, 2018 to Jun 14, 2021factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Sep 12, 2023
Advisor changed firm
J••• A••••• M••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for A••••••••• I••••••••• S•••••••• I••• (registered 2025-07-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:13f8047c-5d97-4f9d-b2ae-e91bd97f8a2f
First observed: Jan 22, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.