DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Alfred Mathison
Feed of 09/15/2026
Also filed as John Alfred Mathison
At current firm
1 y
since Jul 25, 2025
In the industry
12 y
since Oct 1, 2013 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Associated Investment Services, Inc. independent RIA currentsince Jul 25, 2025 · St. Paul, Mn
- Fidelity Personal And Workplace Advisors formerAug 6, 2021 to Sep 12, 2023 · Westlake, Tx
- Bancwest Investment Services, Inc. (Bwis) formerAug 9, 2018 to Jun 14, 2021 · Ramsey, Mn
- Wells Fargo Advisors wirehouseJul 20, 2017 to Jul 31, 2018 · Minneapolis, Mn
- Bmo Harris Financial Advisors, Inc formerMay 23, 2017 to Jul 11, 2017 · Edina, Mn
- Wells Fargo Advisors wirehouseJan 22, 2014 to Jun 1, 2017 · Apple Valley, Mn
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Personal And Workplace Advisors to Associated Investment Services, Inc.left Sep 12, 2023, registered Jul 25, 2025 (682 days) · Affiliated broker-dealer or bank to independent RIA
- Bancwest Investment Services, Inc. (Bwis) to Fidelity Personal And Workplace Advisorsleft Jun 14, 2021, registered Aug 6, 2021 (53 days) · Affiliated broker-dealer or bank to another
- Wells Fargo Advisors to Bancwest Investment Services, Inc. (Bwis)left Jul 31, 2018, registered Aug 9, 2018 (9 days) · Wirehouse to affiliated broker-dealer or bank
- Bmo Harris Financial Advisors, Inc to Wells Fargo Advisorsleft Jul 11, 2017, registered Jul 20, 2017 (9 days) · Other
- Wells Fargo Advisors to Bmo Harris Financial Advisors, Incleft Jun 1, 2017, registered May 23, 2017 (-9 days) · Other
Signals
- John Alfred Mathison left Fidelity Personal And Workplace Advisors for Associated Investment Services, Inc. (registered 2025-07-25)Sep 12, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address