DFX Intelligence

R•••••• B•••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

R•••••• B•••••• B••••

Advisor at O•••• A••••••• S•••••••• L••

ATLANTA, GA | Westlake, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:141d808d-7c8e-a6f7-42f3-f8951bf14f9b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 26, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 26, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• A••••••• S•••••••• L••	Bd affiliated wealth	Jan 5, 2016	n/a	yes	ATLANTA, GA\|Westlake, OH	Current employment
P•••••• B••••••• A•• C•••••••••	Former SEC adviser	Feb 4, 2015	Dec 31, 2015	no	ROCKY RIVER, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• B••••••• A•• C•••••••••	O•••• A••••••• S•••••••• L••	Dec 31, 2015	Jan 5, 2016	5	Firm change	Other
O•••• W•••••• I•••	P•••••• B••••••• A•• C•••••••••	Feb 17, 2015	Feb 4, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
164400:171070:OH:2015-12-31	Dec 31, 2015	Jan 5, 2016	ROCKY RIVER, OH	Firm change

Relationships

Registered with (5)

→ O•••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jan 5, 2016 to presentfactForm ADV
→ P•••••• B••••••• A•• C•••••••••Registered adviserregistration: previous registration
Feb 4, 2015 to Dec 31, 2015factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jan 2, 2015 to Feb 17, 2015factForm ADV
→ N•• E•••••• S••••••••• C•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:141d808d-7c8e-a6f7-42f3-f8951bf14f9b
First observed: Jan 26, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.