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Advisor at SIMPLICITY WEALTH MANAGEMENT
GLEN ALLEN, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SIMPLICITY WEALTH MANAGEMENT | State registered | Jan 31, 2019 | n/a | yes | GLEN ALLEN, VA | Current employment |
| ATLAS FINANCIAL | n/a | Sep 8, 2018 | Jan 6, 2019 | no | RICHMOND, VA | Previous registration |
| SALOMON AND LUDWIN | Independent wealth | Apr 10, 2018 | Oct 1, 2018 | no | RICHMOND, VA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 7, 2016 | Apr 4, 2018 | no | RICHMOND, VA | Previous registration |
| MORGAN STANLEY | Wirehouse | Apr 8, 2013 | Jul 21, 2016 | no | Richmond, VA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Feb 22, 2013 | Apr 10, 2013 | no | RICHMOND, VA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 29, 2011 | Feb 26, 2013 | no | RICHMOND, VA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Aug 13, 2010 | Sep 13, 2011 | no | RICHMOND, VA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 30, 2007 | Oct 26, 2009 | no | RICHMOND, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ATLAS FINANCIAL | SIMPLICITY WEALTH MANAGEMENT | Jan 6, 2019 | Jan 31, 2019 | 25 | Firm change | Other |
| SALOMON AND LUDWIN | ATLAS FINANCIAL | Oct 1, 2018 | Sep 8, 2018 | -23 | Firm change | Other |
| WELLS FARGO ADVISORS | SALOMON AND LUDWIN | Apr 4, 2018 | Apr 10, 2018 | 6 | Firm change | Wirehouse to RIA |
| MORGAN STANLEY | WELLS FARGO ADVISORS | Jul 21, 2016 | Jul 7, 2016 | -14 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO ADVISORS | MORGAN STANLEY | Apr 10, 2013 | Apr 8, 2013 | -2 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Feb 26, 2013 | Feb 22, 2013 | -4 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Sep 13, 2011 | Sep 29, 2011 | 16 | Firm change | Wirehouse to wirehouse |
| AMERIPRISE FINANCIAL SERVICES, LLC | WELLS FARGO ADVISORS | Oct 26, 2009 | Aug 13, 2010 | 291 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:292456:VA:2018-04-04 | Apr 4, 2018 | Apr 10, 2018 | RICHMOND, VA | Firm change |