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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

GRIFFITH EUGENE GRAHAM

Advisor at JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC

BOSTON, MA | Atlanta, GA

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Search this name across graphsid dfx:ria:14703e4f-99c8-c867-43f2-ef4ca4731d3e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Mar 8, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 18, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Nov 18, 2013
First registration: Mar 8, 2017
Dual registered: yes, broker-dealer
Other names: GRIFF GRAHAM|Griffith EUGENE Graham|GRIFFITH EUGENE GRAHAM|Griff Graham|Griff Graham|GRIFFITH GRAHAM
IAPD individual key: 6242907

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC	Bd affiliated wealth	Jun 25, 2022	n/a	yes	Atlanta, GA\|BOSTON, MA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Mar 9, 2021	May 12, 2022	no	MARIETTA, GA\|ATLANTA, GA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	May 20, 2020	Dec 31, 2020	no	Marietta, GA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	May 20, 2020	Jan 11, 2021	no	Sandy Springs, GA	Previous registration
PERSONAL CAPITAL ADVISORS CORPORATION	Former SEC adviser	Jan 16, 2020	Apr 27, 2020	no	ATLANTA, GA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Feb 28, 2018	Jan 14, 2020	no	Sandy Springs, GA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 26, 2018	Jan 14, 2020	no	OMAHA, NE\|MARIETTA, GA	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Mar 8, 2017	Feb 26, 2018	no	SAINT LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC	May 12, 2022	Jun 25, 2022	44	Firm change	Wirehouse to ibd
TD AMERITRADE, INC.	WELLS FARGO ADVISORS	Jan 11, 2021	Mar 9, 2021	57	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 31, 2020	May 20, 2020	-225	Bulk transfer	Other
PERSONAL CAPITAL ADVISORS CORPORATION	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Apr 27, 2020	May 20, 2020	23	Firm change	RIA to RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Jan 14, 2020	Feb 28, 2018	-685	Channel change	Other
TD AMERITRADE, INC.	PERSONAL CAPITAL ADVISORS CORPORATION	Jan 14, 2020	Jan 16, 2020	2	Firm change	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 26, 2018	Feb 26, 2018	0	Bulk transfer	Ibd to RIA

Relationships

Registered with (6)

→ JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Jun 25, 2022 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 9, 2021 to May 12, 2022factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
May 20, 2020 to Jan 11, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 20, 2020 to Dec 31, 2020factForm ADV
→ PERSONAL CAPITAL ADVISORS CORPORATIONRegistered adviserregistration: previous registration
Jan 16, 2020 to Apr 27, 2020factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Mar 8, 2017 to Feb 26, 2018factForm ADV

Dated events

Occurred
May 12, 2022
Advisor changed firm
Griffith Eugene Graham left Wells Fargo Advisors for John Hancock Personal Financial Services, Llc (registered 2022-06-25)
Form ADVobserved 5 days ago