DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Griffith Eugene Graham
Feed of 09/15/2026
Also filed as Griff Graham
At current firm
4 y
since Jun 25, 2022
In the industry
12 y
since Nov 18, 2013 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- John Hancock Personal Financial Services, LLC BD affiliated currentsince Jun 25, 2022 · Atlanta, Ga
- Wells Fargo Advisors wirehouseMar 9, 2021 to May 12, 2022 · Marietta, Ga
- Td Ameritrade, Inc. formerMay 20, 2020 to Jan 11, 2021 · Sandy Springs, Ga
- Td Ameritrade Investment Management, LLC formerMay 20, 2020 to Dec 31, 2020 · Marietta, Ga
- Personal Capital Advisors Corporation formerJan 16, 2020 to Apr 27, 2020 · Atlanta, Ga
- Td Ameritrade, Inc. formerFeb 28, 2018 to Jan 14, 2020 · Sandy Springs, Ga
- Td Ameritrade Investment Management, LLC formerFeb 26, 2018 to Jan 14, 2020 · Omaha, Ne
- Scottrade Investment Management formerMar 8, 2017 to Feb 26, 2018 · Saint Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Wells Fargo Advisors to John Hancock Personal Financial Services, LLCleft May 12, 2022, registered Jun 25, 2022 (44 days) · Wirehouse to affiliated broker-dealer or bank
- Td Ameritrade, Inc. to Wells Fargo Advisorsleft Jan 11, 2021, registered Mar 9, 2021 (57 days) · Other
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Dec 31, 2020, registered May 20, 2020 (-225 days) · corporate re-registration, not a move
- Personal Capital Advisors Corporation to Td Ameritrade Investment Management, LLCleft Apr 27, 2020, registered May 20, 2020 (23 days) · RIA to RIA
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Jan 14, 2020, registered Feb 28, 2018 (-685 days) · channel change inside one enterprise, not a move
- Td Ameritrade, Inc. to Personal Capital Advisors Corporationleft Jan 14, 2020, registered Jan 16, 2020 (2 days) · Other
- Scottrade Investment Management to Td Ameritrade Investment Management, LLCleft Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
Signals
- Griffith Eugene Graham left Wells Fargo Advisors for John Hancock Personal Financial Services, Llc (registered 2022-06-25)May 12, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address