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Advisor at J.P. MORGAN SECURITIES LLC
Tomball, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 21, 2020 | n/a | yes | Tomball, TX | Current employment |
| HFG WEALTH MANAGEMENT, LLC | Independent wealth | Feb 11, 2019 | Oct 16, 2020 | no | THE WOODLANDS, TX | Previous registration |
| RHAME & GORRELL WEALTH MANAGEMENT | Independent wealth | Oct 3, 2018 | Nov 14, 2018 | no | THE WOODLANDS, TX | Previous registration |
| BOGART WEALTH, LLC | Independent wealth | Jan 8, 2018 | Sep 28, 2018 | no | THE WOODLANDS, TX|MCLEAN, VA | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jul 23, 2010 | Jan 4, 2018 | no | Austin, TX|Southlake, TX|The Woodlands, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HFG WEALTH MANAGEMENT, LLC | J.P. MORGAN SECURITIES LLC | Oct 16, 2020 | Oct 21, 2020 | 5 | Firm change | RIA to wirehouse |
| RHAME & GORRELL WEALTH MANAGEMENT | HFG WEALTH MANAGEMENT, LLC | Nov 14, 2018 | Feb 11, 2019 | 89 | Firm change | RIA to RIA |
| BOGART WEALTH, LLC | RHAME & GORRELL WEALTH MANAGEMENT | Sep 28, 2018 | Oct 3, 2018 | 5 | Firm change | RIA to RIA |
| CHARLES SCHWAB & CO., INC. | BOGART WEALTH, LLC | Jan 4, 2018 | Jan 8, 2018 | 4 | Firm change | Other |