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RIA / WealthAdvisorCertified Financial Planner24 years in industry

Matthew Fielding Marsh

Advisor at SUMMIT TRAIL ADVISORS, LLC

DENVER, CO | NEW YORK, NY

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Search this name across graphsid dfx:ria:152eb71f-8a3b-6e81-bedd-ccc364e97a1e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Feb 28, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SUMMIT TRAIL ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 20, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Dec 20, 2001
First registration: Feb 28, 2004
Dual registered: no
Other names: MATT MARSH
IAPD individual key: 2656188

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SUMMIT TRAIL ADVISORS, LLC	Independent wealth	May 30, 2024	n/a	yes	NEW YORK, NY\|DENVER, CO	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 19, 2023	Jun 10, 2024	no	CENTENNIAL, CO	Previous registration
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Oct 28, 2019	Jul 19, 2023	no	DENVER, CO\|CENTENNIAL, CO	Previous registration
DYNASTY WEALTH MANAGEMENT, LLC	Asset manager	Mar 21, 2017	Nov 29, 2019	no	DENVER, CO\|ST. PETERSBURG, FL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jul 14, 2016	no	Denver, CO	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Mar 9, 2006	Jun 1, 2009	no	DENVER, CO	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 28, 2004	Oct 1, 2004	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	SUMMIT TRAIL ADVISORS, LLC	Jun 10, 2024	May 30, 2024	-11	Firm change	Ibd to RIA
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	LPL FINANCIAL LLC	Jul 19, 2023	Jul 19, 2023	0	Bulk transfer	Ibd to ibd
DYNASTY WEALTH MANAGEMENT, LLC	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Nov 29, 2019	Oct 28, 2019	-32	Firm change after gap	Other
MORGAN STANLEY	DYNASTY WEALTH MANAGEMENT, LLC	Jul 14, 2016	Mar 21, 2017	250	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Oct 1, 2004	Mar 9, 2006	524	Firm change after gap	Other

Relationships

Registered with (7)

→ SUMMIT TRAIL ADVISORS, LLCRegistered adviserregistration: current employment
May 30, 2024 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 19, 2023 to Jun 10, 2024factForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Oct 28, 2019 to Jul 19, 2023factForm ADV
→ DYNASTY WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 21, 2017 to Nov 29, 2019factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jul 14, 2016factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Mar 9, 2006 to Jun 1, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 28, 2004 to Oct 1, 2004factForm ADV

Dated events

Occurred
Jun 10, 2024
Advisor changed firm
Matthew Fielding Marsh left Lpl Financial Llc for Summit Trail Advisors, Llc (registered 2024-05-30)
Form ADVobserved 3 days ago