DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Matthew Fielding Marsh

Summit Trail Advisors, LLCindependent RIADenver, Co IA-onlyIAPD 2656188

Certified Financial Planner

Feed of 09/14/2026

Also filed as Matt Marsh

At current firm

2 y

since May 30, 2024

In the industry

24 y

since Dec 20, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Summit Trail Advisors, LLC independent RIA current
since May 30, 2024 · New York, Ny
LPL Financial LLC BD affiliated
Jul 19, 2023 to Jun 10, 2024 · Centennial, Co
Bancwest Investment Services, Inc. (Bwis) former
Oct 28, 2019 to Jul 19, 2023 · Denver, Co
Dynasty Wealth Management, LLC asset manager
Mar 21, 2017 to Nov 29, 2019 · Denver, Co
Morgan Stanley wirehouse
Jun 1, 2009 to Jul 14, 2016 · Denver, Co
Citigroup Global Markets Inc. BD affiliated
Mar 9, 2006 to Jun 1, 2009 · Denver, Co
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Feb 28, 2004 to Oct 1, 2004 · San Diego, Ca

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to Summit Trail Advisors, LLC
left Jun 10, 2024, registered May 30, 2024 (-11 days) · Affiliated broker-dealer or bank to independent RIA
Bancwest Investment Services, Inc. (Bwis) to LPL Financial LLC
left Jul 19, 2023, registered Jul 19, 2023 (0 days) · corporate re-registration, not a move
Dynasty Wealth Management, LLC to Bancwest Investment Services, Inc. (Bwis)
left Nov 29, 2019, registered Oct 28, 2019 (-32 days) · Other
Morgan Stanley to Dynasty Wealth Management, LLC
left Jul 14, 2016, registered Mar 21, 2017 (250 days) · Other
Citigroup Global Markets Inc. to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Citigroup Global Markets Inc.
left Oct 1, 2004, registered Mar 9, 2006 (524 days) · Other

Signals

Matthew Fielding Marsh left Lpl Financial Llc for Summit Trail Advisors, Llc (registered 2024-05-30)
Jun 10, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address