DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Aaron Matthew Buck

Independent Financial Group, LLCBD affiliatedKnoxville, Tndual registrantIAPD 6275091

Certified Financial Planner

Feed of 09/14/2026

At current firm

0 y

since Jun 2, 2026

In the industry

12 y

since Oct 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Independent Financial Group, LLC BD affiliated current
since Jun 2, 2026 · Knoxville, Tn
Patriot Investment Management Group Inc independent RIA
Dec 16, 2022 to Mar 5, 2026 · Knoxville, Tn
Northstar Investment Advisory LLC no RAUM
May 16, 2022 to Dec 15, 2022 · Knoxville, Tn
Facet independent RIA
Apr 7, 2021 to Apr 11, 2022 · Knoxville, Tn
Brogan Financial independent RIA
Dec 11, 2018 to May 4, 2021 · Knoxville, Tn
Ic Advisory Services, Inc. former
Oct 2, 2017 to Nov 14, 2018 · Knoxville, Tn
Ssn Advisory, Inc. former
Jul 28, 2015 to Oct 2, 2017 · Knoxville, Tn

Moves

a registration end followed by a registration begin elsewhere

Patriot Investment Management Group Inc to Independent Financial Group, LLC
left Mar 5, 2026, registered Jun 2, 2026 (89 days) · RIA to affiliated broker-dealer or bank
Northstar Investment Advisory LLC to Patriot Investment Management Group Inc
left Dec 15, 2022, registered Dec 16, 2022 (1 days) · Other
Facet to Northstar Investment Advisory LLC
left Apr 11, 2022, registered May 16, 2022 (35 days) · RIA to a newly registered adviser
Brogan Financial to Facet
left May 4, 2021, registered Apr 7, 2021 (-27 days) · RIA to RIA
Ic Advisory Services, Inc. to Brogan Financial
left Nov 14, 2018, registered Dec 11, 2018 (27 days) · Affiliated broker-dealer or bank to independent RIA
Ssn Advisory, Inc. to Ic Advisory Services, Inc.
left Oct 2, 2017, registered Oct 2, 2017 (0 days) · Other · moved with a team

Signals

Aaron Matthew Buck left Patriot Investment Management Group Inc for Independent Financial Group, Llc (registered 2026-06-02)
Mar 5, 2026 · Advisor changed firm · fact
Aaron Matthew Buck left Northstar Investment Advisory Llc for Patriot Investment Management Group Inc (registered 2022-12-16)
Dec 15, 2022 · Advisor changed firm · fact
Aaron Matthew Buck left Facet for Northstar Investment Advisory Llc (registered 2022-05-16)
Apr 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address