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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)18 years in industry

ANDRE WOOD BOUVIER

Advisor at CAPITAL CLIENT GROUP, INC.

LOS ANGELES, CA | Hopkinton, MA

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Search this name across graphsid dfx:ria:15eec37e-1b44-59ff-9d52-19a19b8a81a6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 10, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL CLIENT GROUP, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 18, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S65|S63
First exam: Dec 18, 2007
First registration: Jan 10, 2008
Dual registered: yes, broker-dealer
Other names: ANDRE W BOUVIER
IAPD individual key: 2461126

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITAL CLIENT GROUP, INC.	No RAUM reported	Apr 30, 2013	n/a	yes	LOS ANGELES, CA\|Hopkinton, MA	Current employment
ALLSPRING FUNDS MANAGEMENT, LLC	Asset manager	Jan 4, 2010	Nov 22, 2010	no	SAN FRANCISCO, CA	Previous registration
EVERGREEN INVESTMENT MANAGEMENT CO	n/a	May 18, 2009	Jan 4, 2010	no	BOSTON, MA	Previous registration
PUTNAM INVESTMENT MANAGEMENT, LLC	Asset manager	Jan 10, 2008	May 28, 2008	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALLSPRING FUNDS MANAGEMENT, LLC	CAPITAL CLIENT GROUP, INC.	Nov 22, 2010	Apr 30, 2013	890	Firm change after gap	Other
EVERGREEN INVESTMENT MANAGEMENT CO	ALLSPRING FUNDS MANAGEMENT, LLC	Jan 4, 2010	Jan 4, 2010	0	Firm change	Other
PUTNAM INVESTMENT MANAGEMENT, LLC	EVERGREEN INVESTMENT MANAGEMENT CO	May 28, 2008	May 18, 2009	355	Firm change	Other

Relationships

Registered with (4)

→ CAPITAL CLIENT GROUP, INC.Registered adviserregistration: current employment
Apr 30, 2013 to presentfactForm ADV
→ ALLSPRING FUNDS MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 4, 2010 to Nov 22, 2010factForm ADV
→ EVERGREEN INVESTMENT MANAGEMENT CORegistered adviserregistration: previous registration
May 18, 2009 to Jan 4, 2010factForm ADV
→ PUTNAM INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 10, 2008 to May 28, 2008factForm ADV

Dated events

No dated event names this entity yet.