RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• W••• B••••••
- C•••••• C••••• G••••• I••• no RAUM currentsince Apr 30, 2013 · Los Angeles, Ca
- A•••••••• F•••• M••••••••• L•• asset managerJan 4, 2010 to Nov 22, 2010 · San Francisco, Ca
- E•••••••• I••••••••• M••••••••• C• unclassifiedMay 18, 2009 to Jan 4, 2010 · Boston, Ma
- P••••• I••••••••• M••••••••• L•• asset managerJan 10, 2008 to May 28, 2008 · Boston, Ma
- A•••••••• F•••• M••••••••• L•• to C•••••• C••••• G••••• I•••left Nov 22, 2010, registered Apr 30, 2013 (890 days) · Other
- E•••••••• I••••••••• M••••••••• C• to A•••••••• F•••• M••••••••• L••left Jan 4, 2010, registered Jan 4, 2010 (0 days) · Other
- P••••• I••••••••• M••••••••• L•• to E•••••••• I••••••••• M••••••••• C•left May 28, 2008, registered May 18, 2009 (355 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address