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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

NATHAN DANIEL GOAD

Advisor at ALDEN INVESTMENT GROUP

WAYNE, PA | Largo, FL

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Search this name across graphsid dfx:ria:1616b3a4-8cd9-7684-85f0-2e1e90550d8b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jul 21, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALDEN INVESTMENT GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 7, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jun 7, 2011
First registration: Jul 21, 2011
Dual registered: yes, broker-dealer
Other names: NATE GOAD
IAPD individual key: 5421740

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALDEN INVESTMENT GROUP	Independent wealth	Jul 28, 2022	n/a	yes	Largo, FL\|WAYNE, PA	Current employment
SPARTA WEALTH PARTNERS	Independent wealth	Mar 2, 2022	Dec 13, 2022	no	Bellaire Bluffs, FL\|CHARLOTTE, NC	Previous registration
ALDEN CAPITAL	Independent wealth	May 24, 2021	Nov 3, 2022	no	Belleair Bluffs, FL\|WAYNE, PA	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Aug 19, 2020	May 17, 2021	no	CLEARWATER, FL	Previous registration
ARS WEALTH ADVISORS	Former SEC adviser	Jul 21, 2011	Nov 3, 2014	no	ST. PETERSBURG, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SPARTA WEALTH PARTNERS	ALDEN INVESTMENT GROUP	Dec 13, 2022	Jul 28, 2022	-138	Firm change after gap	RIA to RIA
ALDEN CAPITAL	SPARTA WEALTH PARTNERS	Nov 3, 2022	Mar 2, 2022	-246	Firm change after gap	RIA to new firm
CETERA INVESTMENT ADVISERS LLC	ALDEN CAPITAL	May 17, 2021	May 24, 2021	7	Firm change	Ibd to RIA
ARS WEALTH ADVISORS	CETERA INVESTMENT ADVISERS LLC	Nov 3, 2014	Aug 19, 2020	2,116	Firm change after gap	Other

Relationships

Registered with (5)

→ ALDEN INVESTMENT GROUPRegistered adviserregistration: current employment
Jul 28, 2022 to presentfactForm ADV
→ SPARTA WEALTH PARTNERSRegistered adviserregistration: previous registration
Mar 2, 2022 to Dec 13, 2022factForm ADV
→ ALDEN CAPITALRegistered adviserregistration: previous registration
May 24, 2021 to Nov 3, 2022factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Aug 19, 2020 to May 17, 2021factForm ADV
→ ARS WEALTH ADVISORSRegistered adviserregistration: previous registration
Jul 21, 2011 to Nov 3, 2014factForm ADV

Dated events

Occurred
Dec 13, 2022
Advisor changed firm
Nathan Daniel Goad left Sparta Wealth Partners for Alden Investment Group (registered 2022-07-28)
Form ADVobserved 5 days ago
Occurred
Nov 3, 2022
Advisor changed firm
Nathan Daniel Goad left Alden Capital for Sparta Wealth Partners (registered 2022-03-02)
Form ADVobserved 5 days ago