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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

Charles Calogero LoCicero

Advisor at CITIZENS SECURITIES, INC.

Mount Laurel, NJ | MONROEVILLE, PA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 10, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CITIZENS SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 22, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 46
Exams: S66|S63
First exam: May 22, 1997
First registration: Sep 10, 2009
Dual registered: yes, broker-dealer
Other names: CHARLES CALGERO LOCICERO|CHARLES CALOGERO LOCICERO|CHARLES LOCICERO
IAPD individual key: 2544882

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Jun 22, 2022	n/a	yes	Mount Laurel, NJ\|MONROEVILLE, PA	Current employment
ERNST & YOUNG INVESTMENT ADVISERS LLP	No RAUM reported	Oct 14, 2021	Jun 7, 2022	no	Marlton, NJ\|SECAUCUS, NJ	Previous registration
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Sep 19, 2020	Oct 28, 2020	no	Malvern, PA	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Dec 10, 2019	Aug 21, 2020	no	MARLTON, NJ\|Marlton, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 3, 2014	Sep 3, 2019	no	EDISON, NJ\|MAPLEWOOD, NJ\|WOODBRIDGE, NJ\|COLONIA, NJ\|WOODBRIDGE, NJ\|ISELIN, NJ\|COLONIA, NJ\|SOUTH PLAINFIELD, NJ\|EDISON, NJ	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Sep 10, 2009	Feb 26, 2010	no	NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ERNST & YOUNG INVESTMENT ADVISERS LLP	CITIZENS SECURITIES, INC.	Jun 7, 2022	Jun 22, 2022	15	Firm change	Other
VANGUARD ADVISERS, INC.	ERNST & YOUNG INVESTMENT ADVISERS LLP	Oct 28, 2020	Oct 14, 2021	351	Firm change	Other
PRUCO SECURITIES, LLC	VANGUARD ADVISERS, INC.	Aug 21, 2020	Sep 19, 2020	29	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PRUCO SECURITIES, LLC	Sep 3, 2019	Dec 10, 2019	98	Firm change	Wirehouse to ibd
CHASE INVESTMENT SERVICES CORP.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Feb 26, 2010	Dec 3, 2014	1,741	Firm change after gap	Other

Relationships

Registered with (6)

→ CITIZENS SECURITIES, INC.Registered adviserregistration: current employment
Jun 22, 2022 to presentfactForm ADV
→ ERNST & YOUNG INVESTMENT ADVISERS LLPRegistered adviserregistration: previous registration
Oct 14, 2021 to Jun 7, 2022factForm ADV
→ VANGUARD ADVISERS, INC.Registered adviserregistration: previous registration
Sep 19, 2020 to Oct 28, 2020factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Dec 10, 2019 to Aug 21, 2020factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 3, 2014 to Sep 3, 2019factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Sep 10, 2009 to Feb 26, 2010factForm ADV

Dated events

Occurred
Jun 7, 2022
Advisor changed firm
Charles Calogero Locicero left Ernst & Young Investment Advisers Llp for Citizens Securities, Inc. (registered 2022-06-22)
Form ADVobserved 5 days ago