DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• C••••••• L•••••••

C••••••• S••••••••• I•••BD affiliatedMount Laurel, Nj dual registrantIAPD 2544882

Feed of 09/14/2026

Also filed as Charles Calgero Locicero

At current firm

4 y

since Jun 22, 2022

In the industry

29 y

since May 22, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• S••••••••• I••• BD affiliated current
since Jun 22, 2022 · Mount Laurel, Nj
E•••• • Y•••• I••••••••• A••••••• L•• no RAUM
Oct 14, 2021 to Jun 7, 2022 · Marlton, Nj
V••••••• A•••••••• I••• BD affiliated
Sep 19, 2020 to Oct 28, 2020 · Malvern, Pa
P•••• S••••••••• L•• no RAUM
Dec 10, 2019 to Aug 21, 2020 · Marlton, Nj
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 3, 2014 to Sep 3, 2019 · Edison, Nj
C•••• I••••••••• S••••••• C•••• former
Sep 10, 2009 to Feb 26, 2010 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

E•••• • Y•••• I••••••••• A••••••• L•• to C••••••• S••••••••• I•••
left Jun 7, 2022, registered Jun 22, 2022 (15 days) · Other
V••••••• A•••••••• I••• to E•••• • Y•••• I••••••••• A••••••• L••
left Oct 28, 2020, registered Oct 14, 2021 (351 days) · Other
P•••• S••••••••• L•• to V••••••• A•••••••• I•••
left Aug 21, 2020, registered Sep 19, 2020 (29 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•••• S••••••••• L••
left Sep 3, 2019, registered Dec 10, 2019 (98 days) · Wirehouse to affiliated broker-dealer or bank
C•••• I••••••••• S••••••• C•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Feb 26, 2010, registered Dec 3, 2014 (1741 days) · Other

Signals

C•••••• C••••••• L••••••• left E•••• • Y•••• I••••••••• A••••••• L•• for C••••••• S••••••••• I••• (registered 2022-06-22)
Jun 7, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address