DFX Intelligence

R••••• L• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor28 years in industry

R••••• L• W••••••

Advisor at T•••••• A•••••••• L••

SARASOTA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:16619fc0-6242-9854-889d-4a548026b6f3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 22, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 20, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••• A•••••••• L••	Independent wealth	Apr 21, 2025	n/a	yes	SARASOTA, FL	Current employment
W•••••• A•• A••••••••• I••••••••• S•••••••• L••	n/a	Aug 11, 2014	Sep 17, 2025	no	TULSA, OK\|Sand Springs, OK

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• A•• A••••••••• I••••••••• S•••••••• L••	T•••••• A•••••••• L••	Sep 17, 2025	Apr 21, 2025	-149	Firm change after gap	Other
S•••••••• I••••••••• N•••• I•••	W•••••• A•• A••••••••• I••••••••• S•••••••• L••	Oct 21, 2013

Relationships

Registered with (7)

→ T•••••• A•••••••• L••Registered adviserregistration: current employment
Apr 21, 2025 to presentfactForm ADV
→ W•••••• A•• A••••••••• I••••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 11, 2014 to Sep 17, 2025factForm ADV
→ S•••••••• I••••••••• N•••• I•••Registered adviserregistration: previous registration
Oct 21, 2013 to Oct 21, 2013factForm ADV
→ C•••••• W••••• M•••••••••

Dated events

Occurred
Sep 17, 2025
Advisor changed firm
R••••• L• W•••••• left W•••••• A•• A••••••••• I••••••••• S•••••••• L•• for T•••••• A•••••••• L•• (registered 2025-04-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:16619fc0-6242-9854-889d-4a548026b6f3
First observed: Jan 22, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.