DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Rodney L. Watkins
Feed of 09/14/2026
Also filed as Rodney Larry Watkins
At current firm
1 y
since Apr 21, 2025
In the industry
28 y
since Aug 20, 1998 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Tactive Advisors, LLC independent RIA currentsince Apr 21, 2025 · Sarasota, Fl
- Watkins And Associates Investment Services, LLC unclassifiedAug 11, 2014 to Sep 17, 2025 · Tulsa, Ok
- Southeast Investments, N.C., Inc. state registeredOct 21, 2013 to Oct 21, 2013 · Tulsa, Ok
- Concert Wealth Management formerJan 23, 2012 to Feb 27, 2012 · Tulsa, Ok
- Investacorp Advisory Services Inc formerOct 24, 2011 to Nov 25, 2011 · Tulsa, Ok
- Ameriprise Financial Services, LLC national BDMar 6, 2009 to Oct 26, 2011 · Tulsa, Ok
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJan 22, 1999 to Mar 12, 2009 · Tulsa, Ok
Moves
a registration end followed by a registration begin elsewhere
- Watkins And Associates Investment Services, LLC to Tactive Advisors, LLCleft Sep 17, 2025, registered Apr 21, 2025 (-149 days) · Other
- Southeast Investments, N.C., Inc. to Watkins And Associates Investment Services, LLCleft Oct 21, 2013, registered Aug 11, 2014 (294 days) · Other
- Concert Wealth Management to Southeast Investments, N.C., Inc.left Feb 27, 2012, registered Oct 21, 2013 (602 days) · Other
- Investacorp Advisory Services Inc to Concert Wealth Managementleft Nov 25, 2011, registered Jan 23, 2012 (59 days) · Other
- Ameriprise Financial Services, LLC to Investacorp Advisory Services Incleft Oct 26, 2011, registered Oct 24, 2011 (-2 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Ameriprise Financial Services, LLCleft Mar 12, 2009, registered Mar 6, 2009 (-6 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- Rodney L. Watkins left Watkins And Associates Investment Services, Llc for Tactive Advisors, Llc (registered 2025-04-21)Sep 17, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address