DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Aon Retirement Plan Advisors, LLC

Former SEC-registered adviserAtlanta, GeorgiaCRD 136462SEC 801-64559IAPD
Latest filing Apr 11, 2019
First filing on the tape Jan 3, 2012 · 14 filings
RAUM
$2.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$2.7M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$2.7M as of Mar 29, 2019
Mar 30, 2012$6.7M then
HNW client RAUM$1.9M as of Mar 29, 2019
Mar 30, 2018$1.5M then
State-registered IARs (5.B.3)2 as of Mar 29, 2019
Apr 1, 20133 then
Employees (5.A)8 as of Mar 29, 2019
Apr 1, 20137 then
Private funds: no history
RAUM -9.9% over the last fiscal year+7.9% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Apr 11, 2019; every figure names its basis
RAUM per advisor
$1.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
6derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$388,491derivedHNW RAUM over HNW clients
Average account
$168,500derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
4.0derivedItem 5.A over advisors
Advisors per office
0.7derived3 offices incl. principal (1.F.5)
RAUM growth, one year
-9.9%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+0.0%derived
Compensation
percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisers, publicationsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$1.9M72%
  • Individuals$753,53928%
Individual clients
7reported
HNW clients
5reported
Pension plan clients
47reported
Charitable clients
0reported
Accounts
16reported
Financial planning clients
11-25reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Todd Jeffrey Chambley · Managing Membercontrol
    since 02/2008 · owns less than 5%
  • Elwood Mark Thomas · Managercontrol
    since 01/2009 · owns less than 5%
  • Joseph Gregory Carrick · Manager, Chief Compliance Officer
    since 01/2014 · owns less than 5%
  • Lyle Thomas Williams · Vice President
    since 01/2019 · owns less than 5%
Entity owners
  • Aon Consulting, Inc. (Nj) · Owner
    direct · owns 75% or more
  • Aon Consulting Worldwide, Inc. · Parent
    indirect · owns 75% or more of Aon Consulting, Inc.
  • Aon Corporation · Parent
    indirect · owns 75% or more of Aon Group, Inc. · public reporting company
  • Aon Group, Inc. · Parent
    indirect · owns 75% or more of Aon Consulting Worldwide, Inc.
Related persons
Schedule D 7.A
Advisers that list Aon Retirement Plan Advisors, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
  • Fort Washington, PA1 employees
  • Stamford, CT1 employees
What changed
consecutive filings, newest first
  • HNW clients · 3 to 5
    Mar 30, 2018 to Mar 29, 2019
  • Individual clients · 9 to 7
    Mar 30, 2018 to Mar 29, 2019
  • Pension plan clients · 45 to 47
    Mar 30, 2018 to Mar 29, 2019
  • Discretionary RAUM · $3.0M to $2.7M
    Mar 30, 2018 to Mar 29, 2019
  • HNW RAUM · $1.5M to $1.9M
    Mar 30, 2018 to Mar 29, 2019
  • Individual RAUM · $1.5M to $753,539
    Mar 30, 2018 to Mar 29, 2019
  • RAUM · $3.0M to $2.7M
    Mar 30, 2018 to Mar 29, 2019
  • Charity clients · unset to 0.0
    Mar 29, 2017 to Mar 30, 2018
  • Corporate clients · unset to 0.0
    Mar 29, 2017 to Mar 30, 2018
  • HNW clients · unset to 3.0
    Mar 29, 2017 to Mar 30, 2018
  • Individual clients · unset to 9.0
    Mar 29, 2017 to Mar 30, 2018
  • Pension plan clients · unset to 45.0
    Mar 29, 2017 to Mar 30, 2018
  • Pooled vehicle clients · unset to 0.0
    Mar 29, 2017 to Mar 30, 2018
  • Employees · 7 to 8
    Mar 29, 2017 to Mar 30, 2018
  • Other offices · unset to 2.0
    Mar 29, 2017 to Mar 30, 2018
  • Discretionary RAUM · $2.2M to $3.0M
    Mar 29, 2017 to Mar 30, 2018
  • HNW RAUM · unset to 1536421.0
    Mar 29, 2017 to Mar 30, 2018
  • Individual RAUM · unset to 1454846.0
    Mar 29, 2017 to Mar 30, 2018
  • RAUM · $2.2M to $3.0M
    Mar 29, 2017 to Mar 30, 2018
  • State-registered IARs · 3 to 2
    Mar 30, 2016 to Mar 29, 2017
  • Accounts · 17 to 16
    Mar 30, 2016 to Mar 29, 2017
  • Discretionary RAUM · $2.1M to $2.2M
    Mar 30, 2016 to Mar 29, 2017
  • RAUM · $2.1M to $2.2M
    Mar 30, 2016 to Mar 29, 2017
  • Accounts · 16 to 17
    Mar 30, 2015 to Mar 30, 2016
  • Discretionary RAUM · $2.3M to $2.1M
    Mar 30, 2015 to Mar 30, 2016
  • RAUM · $2.3M to $2.1M
    Mar 30, 2015 to Mar 30, 2016
  • Related bank · false to true
    Mar 30, 2015 to Mar 30, 2016
  • Accounts · 17 to 16
    Jul 31, 2014 to Mar 30, 2015
  • BD registered reps · 6 to 7
    Jul 31, 2014 to Mar 30, 2015
  • Employees · 8 to 7
    Jul 31, 2014 to Mar 30, 2015
  • Discretionary RAUM · $2.6M to $2.3M
    Jul 31, 2014 to Mar 30, 2015
  • RAUM · $2.6M to $2.3M
    Jul 31, 2014 to Mar 30, 2015
  • Accounts · 20 to 17
    Apr 1, 2013 to Mar 28, 2014
  • Advisory activities · 6 to 5
    Apr 1, 2013 to Mar 28, 2014
  • Employees · 7 to 8
    Apr 1, 2013 to Mar 28, 2014
  • Discretionary RAUM · $2.3M to $2.6M
    Apr 1, 2013 to Mar 28, 2014
  • Non-discretionary RAUM · $1.5M to $0
    Apr 1, 2013 to Mar 28, 2014
  • RAUM · $3.8M to $2.6M
    Apr 1, 2013 to Mar 28, 2014
  • Advisory employees · unset to 4.0
    Mar 30, 2012 to Apr 1, 2013
  • BD registered reps · unset to 6.0
    Mar 30, 2012 to Apr 1, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026