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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

HASAN NAJMUDDIN

Advisor at WELLS FARGO ADVISORS

AGOURA HILLS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:168545cb-1ca5-ed7a-9568-560af3549cfc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 26, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Nov 10, 2015
First registration: Sep 26, 2017
Dual registered: yes, broker-dealer
Other names: Hasan Mohammad Najmuddin|Hasan Najmuddin|Hasan Najmuddin|HASAN M NAJMUDDIN
IAPD individual key: 6563841

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Nov 1, 2022	n/a	yes	AGOURA HILLS, CA	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Apr 23, 2020	Nov 2, 2022	no	SIMI VALLEY, CA\|SIMI VALLEY, CA\|SIMI VALLEY, CA\|SIMI VALLEY, CA\|SIMI VALLEY, CA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Mar 21, 2018	Apr 22, 2020	no	Thousand Oaks, CA\|Rancho Cucamonga, CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Mar 21, 2018	Apr 22, 2020	no	Thousand Oaks, CA\|Upland, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 26, 2017	Mar 9, 2018	no	WOODLAND HILLS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	Nov 2, 2022	Nov 1, 2022	-1	Firm change	Wirehouse to wirehouse
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Apr 22, 2020	Mar 21, 2018	-763	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Apr 22, 2020	Mar 21, 2018	-763	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Mar 9, 2018	Mar 21, 2018	12	Firm change	Wirehouse to RIA

Relationships

Registered with (5)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Nov 1, 2022 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Apr 23, 2020 to Nov 2, 2022factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 21, 2018 to Apr 22, 2020factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Mar 21, 2018 to Apr 22, 2020factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 26, 2017 to Mar 9, 2018factForm ADV

Dated events

Occurred
Nov 2, 2022
Advisor changed firm
Hasan Najmuddin left J.P. Morgan Securities Llc for Wells Fargo Advisors (registered 2022-11-01)
Form ADVobserved 5 days ago