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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)29 years in industry

MICHAEL PAUL WICKS

Advisor at SYNERGY INVESTMENT MANAGEMENT LLC

ALTAMONTE SPRINGS, FL | PONTE VEDRA BEACH, FL

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Search this name across graphsid dfx:ria:16cb6f80-ca28-8e99-b998-060e4ea0e871

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 7, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SYNERGY INVESTMENT MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 10, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Apr 10, 1997
First registration: Oct 7, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 2546082

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SYNERGY INVESTMENT MANAGEMENT LLC	Independent wealth	Feb 16, 2024	n/a	yes	ALTAMONTE SPRINGS, FL\|PONTE VEDRA BEACH, FL	Current employment
PRIVATE ADVISOR GROUP, LLC	Bd affiliated wealth	Oct 25, 2023	Apr 10, 2024	no	Ponte Vedra Beach, FL\|Ponte Vedra Beach, FL\|MORRISTOWN, NJ	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Dec 20, 2012	Feb 8, 2013	no	MAITLAND, FL\|JACKSONVILLE, FL\|PONTE VEDRA BEACH, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL	Previous registration
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Jun 5, 2008	Feb 1, 2019	no	PONTE VEDRA BEACH, FL\|PONTE VEDRA BEACH, FL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 7, 1999	May 13, 2008	no	ORLANDO, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRIVATE ADVISOR GROUP, LLC	SYNERGY INVESTMENT MANAGEMENT LLC	Apr 10, 2024	Feb 16, 2024	-54	Firm change after gap	Other
INDEPENDENT FINANCIAL PARTNERS	FIFTH THIRD SECURITIES, INC.	Feb 1, 2019	Dec 20, 2012	-2,234	Firm change after gap	Other
FIFTH THIRD SECURITIES, INC.	PRIVATE ADVISOR GROUP, LLC	Feb 8, 2013	Oct 25, 2023	3,911	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	INDEPENDENT FINANCIAL PARTNERS	May 13, 2008	Jun 5, 2008	23	Firm change	Other

Relationships

Registered with (5)

→ SYNERGY INVESTMENT MANAGEMENT LLCRegistered adviserregistration: current employment
Feb 16, 2024 to presentfactForm ADV
→ PRIVATE ADVISOR GROUP, LLCRegistered adviserregistration: previous registration
Oct 25, 2023 to Apr 10, 2024factForm ADV
→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Jun 5, 2008 to Feb 1, 2019factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Dec 20, 2012 to Feb 8, 2013factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 7, 1999 to May 13, 2008factForm ADV

Dated events

Occurred
Apr 10, 2024
Advisor changed firm
Michael Paul Wicks left Private Advisor Group, Llc for Synergy Investment Management Llc (registered 2024-02-16)
Form ADVobserved 6 days ago