DFX Intelligence

D••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)10 years in industry

D••••• R•••••

Advisor at N•••••••• B••••• B• L••

Brooklyn, NY | NEW YORK, NY

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Search this name across graphsid dfx:ria:16f40bec-0dcc-7d4b-7f44-949b2b0dc41f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Oct 26, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• B••••• B• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• B••••• B• L••	No RAUM reported	Jun 6, 2025	n/a	yes	NEW YORK, NY\|Brooklyn, NY	Current employment
R••••••••• C•••••• M•••••••••	Bd affiliated wealth	Jul 6, 2023	Jun 26, 2025	no	NEW YORK, NY\|NEW YORK, NY\|NY, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••••• C•••••• M•••••••••	N•••••••• B••••• B• L••	Jun 26, 2025	Jun 6, 2025	-20	Firm change	Other
S•• W•••••	R••••••••• C•••••• M•••••••••	Jul 5, 2023	Jul 6, 2023

Relationships

Registered with (4)

→ N•••••••• B••••• B• L••Registered adviserregistration: current employment
Jun 6, 2025 to presentfactForm ADV
→ R••••••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Jul 6, 2023 to Jun 26, 2025factForm ADV
→ S•• W•••••Registered adviserregistration: previous registration
Oct 14, 2022 to Jul 5, 2023factForm ADV
→ A• W•••••

Dated events

Occurred
Jun 26, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 5, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 13, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:16f40bec-0dcc-7d4b-7f44-949b2b0dc41f
First observed: Oct 26, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.