DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Daniel Rosone

Neuberger Berman Bd LLCno RAUMBrooklyn, Ny dual registrantIAPD 6701061

Chartered Financial Analyst

Feed of 09/15/2026

Also filed as Daniel Rosone

At current firm

1 y

since Jun 6, 2025

In the industry

10 y

since May 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Neuberger Berman Bd LLC no RAUM current
since Jun 6, 2025 · New York, Ny
Rockefeller Capital Management BD affiliated
Jul 6, 2023 to Jun 26, 2025 · New York, Ny
Svb Wealth independent RIA
Oct 14, 2022 to Jul 5, 2023 · New York, Ny
Aj Wealth former
Oct 26, 2016 to Sep 13, 2022 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

Rockefeller Capital Management to Neuberger Berman Bd LLC
left Jun 26, 2025, registered Jun 6, 2025 (-20 days) · Other
Svb Wealth to Rockefeller Capital Management
left Jul 5, 2023, registered Jul 6, 2023 (1 days) · Affiliated broker-dealer or bank to another
Aj Wealth to Svb Wealth
left Sep 13, 2022, registered Oct 14, 2022 (31 days) · RIA to RIA

Signals

Daniel Rosone left Rockefeller Capital Management for Neuberger Berman Bd Llc (registered 2025-06-06)
Jun 26, 2025 · Advisor changed firm · fact
Daniel Rosone left Svb Wealth for Rockefeller Capital Management (registered 2023-07-06)
Jul 5, 2023 · Advisor changed firm · fact
Daniel Rosone left Aj Wealth for Svb Wealth (registered 2022-10-14)
Sep 13, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address