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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)20 years in industry

DAVID ALAN BAZZEL

Advisor at NATIONWIDE INVESTMENT ADVISORS, LLC

COLUMBUS, OH

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Search this name across graphsid dfx:ria:172f4b0f-182b-0111-0296-3d8b219eb675

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 13, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NATIONWIDE INVESTMENT ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 13, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S66
First exam: Jul 27, 2007
First registration: Jul 13, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 5107552

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NATIONWIDE INVESTMENT ADVISORS, LLC	Bd affiliated wealth	Mar 19, 2009	n/a	yes	COLUMBUS, OH	Current employment
HUNTINGTON FINANCIAL ADVISORS	Bd affiliated wealth	Dec 8, 2008	Feb 13, 2009	no	DUBLIN, OH	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Aug 7, 2007	Oct 15, 2008	no	HEATH, OH	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 13, 2006	Jun 15, 2007	no	COLUMBUS, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HUNTINGTON FINANCIAL ADVISORS	NATIONWIDE INVESTMENT ADVISORS, LLC	Feb 13, 2009	Mar 19, 2009	34	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	HUNTINGTON FINANCIAL ADVISORS	Oct 15, 2008	Dec 8, 2008	54	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	CHASE INVESTMENT SERVICES CORP.	Jun 15, 2007	Aug 7, 2007	53	Firm change	Other

Relationships

Registered with (4)

→ NATIONWIDE INVESTMENT ADVISORS, LLCRegistered adviserregistration: current employment
Mar 19, 2009 to presentfactForm ADV
→ HUNTINGTON FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Dec 8, 2008 to Feb 13, 2009factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Aug 7, 2007 to Oct 15, 2008factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jul 13, 2006 to Jun 15, 2007factForm ADV

Dated events

No dated event names this entity yet.