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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

Vincent de Paul Matthews

Advisor at EMPOWER ADVISORY GROUP, LLC

Mobile, AL | GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:1789e666-7aee-b8e9-3aee-934d946264a9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Feb 23, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMPOWER ADVISORY GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 30, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Oct 30, 1995
First registration: Feb 23, 2017
Dual registered: yes, broker-dealer
Other names: VINCENT DE PAUL MATTHEWS|VINCENT P MATTHEWS
IAPD individual key: 2622756

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Dec 3, 2024	n/a	yes	Mobile, AL\|GREENWOOD VILLAGE, CO	Current employment
HUB INVESTMENT PARTNERS, LLC	Independent wealth	Aug 25, 2023	Nov 25, 2024	no	AUSTIN, TX\|Mobile, AL	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Aug 10, 2022	Aug 12, 2022	no	MOBILE, AL	Previous registration
HANCOCK WHITNEY INVESTMENT SERVICES INC.	Independent wealth	Jun 23, 2020	Aug 10, 2022	no	NEW ORLEANS, LA\|MOBILE, AL	Previous registration
L&L FINANCIAL SERVICES, LLP	State registered	Jan 6, 2020	Feb 10, 2020	no	MOBILE, AL	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Feb 27, 2018	Sep 11, 2019	no	MOBILE, AL	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 26, 2018	Sep 11, 2019	no	OMAHA, NE\|MOBILE, AL	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Feb 23, 2017	Feb 26, 2018	no	SAINT LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HUB INVESTMENT PARTNERS, LLC	EMPOWER ADVISORY GROUP, LLC	Nov 25, 2024	Dec 3, 2024	8	Firm change	RIA to ibd
CETERA INVESTMENT ADVISERS LLC	HUB INVESTMENT PARTNERS, LLC	Aug 12, 2022	Aug 25, 2023	378	Firm change	Other
HANCOCK WHITNEY INVESTMENT SERVICES INC.	CETERA INVESTMENT ADVISERS LLC	Aug 10, 2022	Aug 10, 2022	0	Bulk transfer	Ibd to ibd
L&L FINANCIAL SERVICES, LLP	HANCOCK WHITNEY INVESTMENT SERVICES INC.	Feb 10, 2020	Jun 23, 2020	134	Firm change	Other
TD AMERITRADE, INC.	L&L FINANCIAL SERVICES, LLP	Sep 11, 2019	Jan 6, 2020	117	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Sep 11, 2019	Feb 27, 2018	-561	Bulk transfer	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 26, 2018	Feb 26, 2018	0	Bulk transfer	Ibd to RIA

Relationships

Registered with (8)

→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: current employment
Dec 3, 2024 to presentfactForm ADV
→ HUB INVESTMENT PARTNERS, LLCRegistered adviserregistration: previous registration
Aug 25, 2023 to Nov 25, 2024factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Aug 10, 2022 to Aug 12, 2022factForm ADV
→ HANCOCK WHITNEY INVESTMENT SERVICES INC.Registered adviserregistration: previous registration
Jun 23, 2020 to Aug 10, 2022factForm ADV
→ L&L FINANCIAL SERVICES, LLPRegistered adviserregistration: previous registration
Jan 6, 2020 to Feb 10, 2020factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 26, 2018 to Sep 11, 2019factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 27, 2018 to Sep 11, 2019factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Feb 23, 2017 to Feb 26, 2018factForm ADV

Dated events

Occurred
Nov 25, 2024
Advisor changed firm
Vincent De Paul Matthews left Hub Investment Partners, Llc for Empower Advisory Group, Llc (registered 2024-12-03)
Form ADVobserved 5 days ago
Occurred
Aug 12, 2022
Advisor changed firm
Vincent De Paul Matthews left Cetera Investment Advisers Llc for Hub Investment Partners, Llc (registered 2023-08-25)
Form ADVobserved 5 days ago