DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Vincent De Paul Matthews

Empower Advisory Group, LLCBD affiliatedMobile, Al dual registrantIAPD 2622756

Feed of 09/15/2026

Also filed as Vincent De Paul Matthews

At current firm

1 y

since Dec 3, 2024

In the industry

30 y

since Oct 30, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Empower Advisory Group, LLC BD affiliated current
since Dec 3, 2024 · Mobile, Al
Hub Investment Partners, LLC independent RIA
Aug 25, 2023 to Nov 25, 2024 · Austin, Tx
Cetera Investment Advisers LLC BD affiliated
Aug 10, 2022 to Aug 12, 2022 · Mobile, Al
Hancock Whitney Investment Services Inc. independent RIA
Jun 23, 2020 to Aug 10, 2022 · New Orleans, La
L&L Financial Services, Llp state registered
Jan 6, 2020 to Feb 10, 2020 · Mobile, Al
Td Ameritrade, Inc. former
Feb 27, 2018 to Sep 11, 2019 · Mobile, Al
Td Ameritrade Investment Management, LLC former
Feb 26, 2018 to Sep 11, 2019 · Omaha, Ne
Scottrade Investment Management former
Feb 23, 2017 to Feb 26, 2018 · Saint Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

Hub Investment Partners, LLC to Empower Advisory Group, LLC
left Nov 25, 2024, registered Dec 3, 2024 (8 days) · RIA to affiliated broker-dealer or bank
Cetera Investment Advisers LLC to Hub Investment Partners, LLC
left Aug 12, 2022, registered Aug 25, 2023 (378 days) · Other
Hancock Whitney Investment Services Inc. to Cetera Investment Advisers LLC
left Aug 10, 2022, registered Aug 10, 2022 (0 days) · corporate re-registration, not a move
L&L Financial Services, Llp to Hancock Whitney Investment Services Inc.
left Feb 10, 2020, registered Jun 23, 2020 (134 days) · Other
Td Ameritrade, Inc. to L&L Financial Services, Llp
left Sep 11, 2019, registered Jan 6, 2020 (117 days) · Other
Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.
left Sep 11, 2019, registered Feb 27, 2018 (-561 days) · corporate re-registration, not a move
Scottrade Investment Management to Td Ameritrade Investment Management, LLC
left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move

Signals

Vincent De Paul Matthews left Hub Investment Partners, Llc for Empower Advisory Group, Llc (registered 2024-12-03)
Nov 25, 2024 · Advisor changed firm · fact
Vincent De Paul Matthews left Cetera Investment Advisers Llc for Hub Investment Partners, Llc (registered 2023-08-25)
Aug 12, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address