RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• N••• S••••
- B••••• G••••••••• W••••• M••••••••• independent RIA currentsince Jul 25, 2024 · South Miami, Fl
- F•••• F•••••••• M••••••••• L• independent RIAAug 5, 2020 to Jan 31, 2025 · Lombard, Il
- D•••• S•••• A••••••• formerApr 13, 2010 to Dec 31, 2020 · South Miami, Fl
- F•• W••••• M••••••••• L•• unclassifiedApr 2, 2008 to May 11, 2010 · South Miami, Fl
- T•••• A•••••••• L•• formerFeb 22, 2006 to Mar 31, 2008 · South Miami, Fl
- V•••••• A•••••••• I••• BD affiliatedMar 7, 2000 to Feb 24, 2006 · South Miami, Fl
- F•••• F•••••••• M••••••••• L• to B••••• G••••••••• W••••• M•••••••••left Jan 31, 2025, registered Jul 25, 2024 (-190 days) · RIA to a newly registered adviser
- D•••• S•••• A••••••• to F•••• F•••••••• M••••••••• L•left Dec 31, 2020, registered Aug 5, 2020 (-148 days) · RIA to RIA
- F•• W••••• M••••••••• L•• to D•••• S•••• A•••••••left May 11, 2010, registered Apr 13, 2010 (-28 days) · Other
- T•••• A•••••••• L•• to F•• W••••• M••••••••• L••left Mar 31, 2008, registered Apr 2, 2008 (2 days) · Other
- V•••••• A•••••••• I••• to T•••• A•••••••• L••left Feb 24, 2006, registered Feb 22, 2006 (-2 days) · Other
- D•••• N••• S•••• left F•••• F•••••••• M••••••••• L• for B••••• G••••••••• W••••• M••••••••• (registered 2024-07-25)Jan 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address