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RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

JOHN TAYLOR SOMERVILLE

Advisor at LPL FINANCIAL LLC

SANTA BARBARA, CA

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Search this name across graphsid dfx:ria:17eda3ab-9c84-0754-4031-8445c0d549c2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Nov 2, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 2, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jun 2, 1983
First registration: Nov 2, 1998
Dual registered: yes, broker-dealer
IAPD individual key: 1127568

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 11, 2024	n/a	yes	SANTA BARBARA, CA	Current employment
D.A. DAVIDSON & CO.	Independent wealth	Nov 25, 2013	Dec 12, 2024	no	SANTA BARBARA, CA	Previous registration
CROWELL WEEDON & CO.	Former SEC adviser	Nov 4, 2013	Nov 25, 2013	no	SANTA BARBARA, CA	Previous registration
CROWELL, WEEDON & CO.	Former SEC adviser	May 29, 2012	Nov 4, 2013	no	SANTA BARBARA, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jun 12, 2012	no	SANTA BARBARA, CA\|Santa Barbara, CA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	SANTA BARBARA, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Nov 2, 1998	Apr 2, 2007	no	SANTA BARBARA, CA\|SANTA BARBAR, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
D.A. DAVIDSON & CO.	LPL FINANCIAL LLC	Dec 12, 2024	Dec 11, 2024	-1	Firm change	RIA to ibd
CROWELL WEEDON & CO.	D.A. DAVIDSON & CO.	Nov 25, 2013	Nov 25, 2013	0	Bulk transfer	Other
CROWELL, WEEDON & CO.	CROWELL WEEDON & CO.	Nov 4, 2013	Nov 4, 2013	0	Bulk transfer	Other
MORGAN STANLEY	CROWELL, WEEDON & CO.	Jun 12, 2012	May 29, 2012	-14	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
199:6413:CA:2024-12-12	Dec 12, 2024	Dec 11, 2024	SANTA BARBARA, CA	Firm change

Relationships

Registered with (7)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Dec 11, 2024 to presentfactForm ADV
→ D.A. DAVIDSON & CO.Registered adviserregistration: previous registration
Nov 25, 2013 to Dec 12, 2024factForm ADV
→ CROWELL WEEDON & CO.Registered adviserregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
→ CROWELL, WEEDON & CO.Registered adviserregistration: previous registration
May 29, 2012 to Nov 4, 2013factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jun 12, 2012factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Nov 2, 1998 to Apr 2, 2007factForm ADV

Dated events

Occurred
Dec 12, 2024
Advisor changed firm
John Taylor Somerville left D.A. Davidson & Co. for Lpl Financial Llc (registered 2024-12-11)
Form ADVobserved 6 days ago