DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

John Taylor Somerville

LPL Financial LLCBD affiliatedSanta Barbara, Cadual registrantIAPD 1127568

Feed of 09/14/2026

At current firm

1 y

since Dec 11, 2024

In the industry

43 y

since Jun 2, 1983 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Dec 11, 2024 · Santa Barbara, Ca
D.A. Davidson & Co. independent RIA
Nov 25, 2013 to Dec 12, 2024 · Santa Barbara, Ca
Crowell Weedon & Co. former
Nov 4, 2013 to Nov 25, 2013 · Santa Barbara, Ca
Crowell, Weedon & Co. former
May 29, 2012 to Nov 4, 2013 · Santa Barbara, Ca
Morgan Stanley wirehouse
Jun 1, 2009 to Jun 12, 2012 · Santa Barbara, Ca
Morgan Stanley & Co. LLC unclassified
Apr 2, 2007 to Jun 1, 2009 · Santa Barbara, Ca
Morgan Stanley Dw Inc. unclassified
Nov 2, 1998 to Apr 2, 2007 · Santa Barbara, Ca

Moves

a registration end followed by a registration begin elsewhere

D.A. Davidson & Co. to LPL Financial LLC
left Dec 12, 2024, registered Dec 11, 2024 (-1 days) · RIA to affiliated broker-dealer or bank · moved with a team
Crowell Weedon & Co. to D.A. Davidson & Co.
left Nov 25, 2013, registered Nov 25, 2013 (0 days) · corporate re-registration, not a move
Crowell, Weedon & Co. to Crowell Weedon & Co.
left Nov 4, 2013, registered Nov 4, 2013 (0 days) · corporate re-registration, not a move
Morgan Stanley to Crowell, Weedon & Co.
left Jun 12, 2012, registered May 29, 2012 (-14 days) · Other
Morgan Stanley & Co. LLC to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLC
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

Signals

John Taylor Somerville left D.A. Davidson & Co. for Lpl Financial Llc (registered 2024-12-11)
Dec 12, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 43derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address