DFX Intelligence

O••• F••••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

O••• F••••••• C••••

Advisor at G•••• V••••• A•••••• G••••• L••

Boca Raton, FL | BERWYN, PA

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Search this name across graphsid dfx:ria:1879212c-bcb6-122a-1826-d43805b764d3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 4, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• V••••• A•••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 29, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• V••••• A•••••• G••••• L••	Independent wealth	Mar 28, 2022	n/a	yes	BERWYN, PA\|Boca Raton, FL	Current employment
G••••• F•••••••• G••••	Former SEC adviser	Jan 9, 2012	Apr 27, 2022	no	BOCA RATON, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• F•••••••• G••••	G•••• V••••• A•••••• G••••• L••	Apr 27, 2022	Mar 28, 2022	-30	Firm change	RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	G••••• F•••••••• G••••	Nov 9, 2011	Jan 9, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
157037:123913:FL:2022-04-22	Apr 27, 2022	Mar 28, 2022	BOCA RATON, FL	Firm change

Relationships

Registered with (5)

→ G•••• V••••• A•••••• G••••• L••Registered adviserregistration: current employment
Mar 28, 2022 to presentfactForm ADV
→ G••••• F•••••••• G••••Registered adviserregistration: previous registration
Jan 9, 2012 to Apr 27, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 23, 2009 to Nov 9, 2011factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••

Dated events

Occurred
Apr 27, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1879212c-bcb6-122a-1826-d43805b764d3
First observed: Feb 4, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.