DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
EDMOND, OK | PLYMOUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 1, 2024 | n/a | yes | PLYMOUTH, MN|EDMOND, OK | Current employment |
| HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | Former SEC adviser | Jul 8, 2022 | Nov 1, 2024 | no | SCOTTSDALE, AZ|Edmond, OK | Previous registration |
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | Former SEC adviser | Jul 2, 2018 | Jul 21, 2022 | no | OKLAHOMA CITY, OK|EDMOND, OK|ARDMORE, OK|ENID, OK|OKLAHOMA CITY, OK|WARR ACRES, OK|OKLAHOMA CITY, OK|MIDWEST CITY, OK|OKLAHOMA CITY, OK | Previous registration |
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | Jan 23, 2017 | Aug 21, 2018 | no | Edmond, OK|MORRISTOWN, NJ | Previous registration |
| WINDLE WEALTH | Independent wealth | Dec 19, 2016 | Jan 18, 2017 | no | OKLAHOMA CITY, OK | Previous registration |
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | Jan 26, 2016 | Dec 20, 2016 | no | Oklahoma City, OK|MORRISTOWN, NJ | Previous registration |
| EDWARD JONES | National bd RIA | Dec 15, 2014 | Feb 1, 2016 | no | ST LOUIS, MO|NORMAN, OK|YUKON, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Nov 1, 2024 | Nov 1, 2024 | 0 | Firm change | RIA to ibd |
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | Jul 21, 2022 | Jul 8, 2022 | -13 | Firm change | Ibd to RIA |
| PRIVATE ADVISOR GROUP, LLC | BANCWEST INVESTMENT SERVICES, INC. (BWIS) | Aug 21, 2018 | Jul 2, 2018 | -50 | Firm change after gap | RIA to ibd |
| WINDLE WEALTH | PRIVATE ADVISOR GROUP, LLC | Jan 18, 2017 | Jan 23, 2017 | 5 | Firm change | Other |
| PRIVATE ADVISOR GROUP, LLC | WINDLE WEALTH | Dec 20, 2016 | Dec 19, 2016 | -1 | Firm change | Other |
| EDWARD JONES | PRIVATE ADVISOR GROUP, LLC | Feb 1, 2016 | Jan 26, 2016 | -6 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 29357:169045:OK:2022-07-21 | Jul 21, 2022 | Jul 8, 2022 | OKLAHOMA CITY, OK | Firm change |
| 155216:285653:NJ:2016-12-20 | Dec 20, 2016 | Dec 19, 2016 | MORRISTOWN, NJ | Firm change |