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H•••• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

H•••• A••••••••

Advisor at C•••••• S••••• • C••• I•••

Orlando, FL

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Search this name across graphsid dfx:ria:19659bb4-edaa-af3e-1b87-6289d1972912

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Mar 14, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Aug 29, 2025	n/a	yes	Orlando, FL	Current employment
E•••••••• A•••••••• L••	National bd RIA	Feb 3, 2025	Jun 10, 2025	no	ORLANDO, FL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	C•••••• S••••• • C••• I•••	Jun 10, 2025	Aug 29, 2025	80	Firm change	Ibd to ibd
F•••• C•••••• A••••••• S•••••••	E•••••••• A•••••••• L••	Jun 4, 2024

Relationships

Registered with (7)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Aug 29, 2025 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 3, 2025 to Jun 10, 2025factForm ADV
→ F•••• C•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Apr 27, 2024 to Jun 4, 2024factForm ADV
→ C••••••• S••••••••• I•••

Dated events

Occurred
Jun 10, 2025
Advisor changed firm
H•••• A•••••••• left E•••••••• A•••••••• L•• for C•••••• S••••• • C••• I••• (registered 2025-08-29)
Form ADVobserved 7 days ago
Occurred
Jun 4, 2024
Advisor changed firm
H•••• A•••••••• left F•••• C•••••• A••••••• S••••••• for E•••••••• A•••••••• L•• (registered 2025-02-03)
Form ADVobserved 7 days ago
Occurred
Aug 4, 2023
Advisor changed firm
H•••• A•••••••• left C••••••• S••••••••• I••• for F•••• C•••••• A••••••• S••••••• (registered 2024-04-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:19659bb4-edaa-af3e-1b87-6289d1972912
First observed: Mar 14, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.